Certifying short extending words improves analysis of finite automata subsets
Certificates for short extending words in a finite automaton
Formal Languages and Automata TheoryDiscrete Mathematics
Summary
This paper studies how to recognize certain short words in finite automata that 'extend' subsets of states, making these subsets larger when traced backward. The authors introduce a mathematical tool called the functional B to certify when short extending words exist, and they prove limits on how this certificate behaves. They also explore statistical tests to cover more cases, providing ways to better understand the structure and synchronization properties of automata.
What this means in practice
- •For automata theorists: Avoid attempts to improve the constant n-1 when seeking short extending words in synchronizing automata subsets.
- •For formal methods engineers: Use the functional B to quickly certify many subsets of states have short extending words in synchronization analysis.
A theory result. No direct application yet.
Authors
Michele Miccinesi
Abstract
Let $\mathcal A$ be a complete deterministic finite automaton on a state set $Q$ of size $n$ with $k$ letters, and for a proper nonempty subset $S$ of $Q$ let $\mathrm{minext}(S)$ be the length of a shortest word $u$ with $|Su^{-1}|>|S|$, where $Su^{-1}=\{q: q\cdot u\in S\}$. To each state $q$ attach the integer $β^{\ast}_q=\sum_{t=1}^{n-1}k^{\,n-1-t}(\mathrm{indeg}_t(q)-k^{t})$, where $\mathrm{indeg}_t(q)$ counts the pairs $(p,u)$ with $|u|=t$ and $p\cdot u=q$, and let $B(S)=\sum_{q\in S}β^{\ast}_q$. On every synchronizing automaton, $B(S)\ge0$ implies $\mathrm{minext}(S)\le n-1$, so, as $B(Q)=0$, one of $S$ and $Q\setminus S$ extends within $n-1$; when $B(S)>0$ no hypothesis is needed. Kari's Eulerian extension lemma is the case $β^{\ast}=0$, and $β^{\ast}$, like every member of the family $\sum_{t=1}^{n-1}c_tσ_t$, $c_t>0$, vanishes identically if and only if the automaton is Eulerian, where $σ_t(S)=\sum_{q\in S}(\mathrm{indeg}_t(q)-k^{t})$. On strongly connected automata $σ_t(S)/k^{t}$ has Cesàro limit $n\,e(S)/e(Q)-|S|$ for Friedman's weight $e$; that limit certifies singletons but no larger subset in general. The hypothesis $B(S)\ge0$ cannot be relaxed by one integer unit, nor can the constant $n-1$ be improved. A second-moment test on the sizes $|Su^{-1}|$ certifies 60 to 95 percent of the subsets with $B(S)<0$ at $n\le7$. Along non-Eulerian automata whose words of length $n-1$ merge a fraction of the state pairs bounded below, with $\max_q\mathrm{indeg}_{n-1}(q)=o(nk^{n-1})$, it certifies all but a vanishing share of them. The functional $B$ certifies half of the subsets outside $\{B=0\}$. At each subset size coprime to $n$ ($n\ge4$) some synchronizing Eulerian binary automaton attains the constant $n-1$; whether only there is open. No reset bound follows: Černý's automata have subsets not extending within $n-1$.