automata theorists

Abstract: We classify prime accessible deterministic automata over finite alphabets, both among finite automata and among automata with arbitrary state sets. Every one-state automaton is prime. Over a one-letter alphabet, a finite nontrivial automaton is prime exactly when it is a cycle of prime-power length or a finite chain ending in a fixed state. The unique infinite accessible unary automaton, up to isomorphism, is also prime. Every nontrivial automaton over an alphabet with at least two letters is not prime. Shen proved the finite case; we give a shorter proof. We also characterize a decomposition of the automaton whose states are all finite input words. The reachable product of the quotients by the least right congruences identifying the empty word with nonempty words $p$ and $q$, respectively, is isomorphic to this automaton exactly when $p^r\ne q^s$ for all positive integers $r,s$.

Abstract: Let $\mathcal A$ be a complete deterministic finite automaton on a state set $Q$ of size $n$ with $k$ letters, and for a proper nonempty subset $S$ of $Q$ let $\mathrm{minext}(S)$ be the length of a shortest word $u$ with $|Su^{-1}|>|S|$, where $Su^{-1}=\{q: q\cdot u\in S\}$. To each state $q$ attach the integer $β^{\ast}_q=\sum_{t=1}^{n-1}k^{\,n-1-t}(\mathrm{indeg}_t(q)-k^{t})$, where $\mathrm{indeg}_t(q)$ counts the pairs $(p,u)$ with $|u|=t$ and $p\cdot u=q$, and let $B(S)=\sum_{q\in S}β^{\ast}_q$. On every synchronizing automaton, $B(S)\ge0$ implies $\mathrm{minext}(S)\le n-1$, so, as $B(Q)=0$, one of $S$ and $Q\setminus S$ extends within $n-1$; when $B(S)>0$ no hypothesis is needed. Kari's Eulerian extension lemma is the case $β^{\ast}=0$, and $β^{\ast}$, like every member of the family $\sum_{t=1}^{n-1}c_tσ_t$, $c_t>0$, vanishes identically if and only if the automaton is Eulerian, where $σ_t(S)=\sum_{q\in S}(\mathrm{indeg}_t(q)-k^{t})$. On strongly connected automata $σ_t(S)/k^{t}$ has Cesàro limit $n\,e(S)/e(Q)-|S|$ for Friedman's weight $e$; that limit certifies singletons but no larger subset in general. The hypothesis $B(S)\ge0$ cannot be relaxed by one integer unit, nor can the constant $n-1$ be improved. A second-moment test on the sizes $|Su^{-1}|$ certifies 60 to 95 percent of the subsets with $B(S)<0$ at $n\le7$. Along non-Eulerian automata whose words of length $n-1$ merge a fraction of the state pairs bounded below, with $\max_q\mathrm{indeg}_{n-1}(q)=o(nk^{n-1})$, it certifies all but a vanishing share of them. The functional $B$ certifies half of the subsets outside $\{B=0\}$. At each subset size coprime to $n$ ($n\ge4$) some synchronizing Eulerian binary automaton attains the constant $n-1$; whether only there is open. No reset bound follows: Černý's automata have subsets not extending within $n-1$.