Papers for
policy analysts
Papers whose findings have a practical use for this group, as judged from the abstract. Open a paper to read what it means in practice.
AI tool combines secret industry archives for reliable analysis
INDRA: A New AI Tool for Exploring Tobacco, Fossil Fuel, and Chemical Industry Archives
Abstract: Five decades of litigation have disgorged hundreds of millions of pages of formerly secret business records from the tobacco industry, along with documents from the makers of drugs, chemicals, food, firearms, and fossil fuels. Yet these archives have been effectively inaccessible to general-purpose large language models (LLMs) because they have never been compiled into an LLM-readable corpus. Chatbots may be familiar with some of the materials contained in such archives but, with no direct access to the documents, they are vulnerable to hallucination and other defects. Here we introduce INDRA, a research platform designed to remedy such failures by embedding the conventions of archival historiography into a system-level protocol governing every output. The platform federates UCSF's Industry Documents Library, Columbia and CUNY's ToxicDocs, Stanford's SRITA, and other heretofore siloed collections, and provides three interlinked safeguards: (1) a closed evidentiary sandbox confines the model to a user-selected corpus, blocking retrieval from external sources that could introduce bias; (2) real-time provenance tagging marks the boundary between archival evidence and parametric inference; and (3) a system-level protocol enforced by deterministic scripts guides the structure of every output. Together these safeguards prevent the model from conflating "the documents say X" with "I think X" or "I learned X from prior training." The result is an LLM-powered research partner enabling massive multi-archival investigations, a tool whose outputs are designed to be checked rather than trusted, and whose architecture makes the conditions of knowledge production visible and auditable. Three case studies demonstrate the method's analytical value and limitations, including what we call the Heraclitus effect, the steppingstone dilemma, and the gullibility (or mafia) problem.
Framework identifies errors in simulated surveys from large language models
Total Simulated Survey Error: Designing and Diagnosing Survey Responses from Large Language Models
Abstract: Large Language models (LLMs), having been trained on vast amounts of human-generated data, may encode the attitudes and behaviors of these humans. As such, LLMs show promise in mimicking human-like patterns that facilitate their use in simulating people in a wide variety of contexts. One such context is using LLMs as 'silicon samples', i.e., proxies of people in answering survey questions to establish public opinion, design policies, or use as (social) scientific data. However, several critical questions of social biases, generalization, and technical limitations remain, further complicated by a vast design space open to simulation designers. Multiverse analyses might help us make sense of the impact of different design choices, however, we lack a systematic understanding of the design space of LLM-generated surveys as well as how these decisions interplay with inherent LLM limitations. Therefore, how do we systematically identify, trace, and document limitations in LLM-generated survey responses? Building on traditions in the quantitative social sciences, specifically survey methodology and measurement theory, we investigate threats to the validity of LLM-generated survey responses. To do so, we design a framework that enumerates conceptual errors and systematic biases that can occur at different stages of the survey simulation lifecycle. Our framework, called the Total Simulated Survey Error (TS2E) Framework, provides a unified and end-to-end perspective on LLM-generated survey data. The framework, illustrated through a theoretical and empirical case study, enables survey simulation designers to systematically identify and reflect on errors in LLM-generated surveys.
LLM simulated jurors show bias based on defendant background and ideology
When Does Defendant Statement Matter? A Study of Bias and Persuasion in LLM-Simulated Jurors
Abstract: LLMs have been used to simulate human decision-making in professional settings, yet their behaviors in common-law jury trials remain unexplored. We study when and how a defendant's courtroom statement affects LLM-simulated jurors, focusing on persuasion, ideological bias, and background-based affinity. To support the analysis, we introduce JuryBench, a benchmark containing controversial criminal cases in U.S. criminal law. In each case, a defendant can claim various plausible justifications to support acquittal or reduced liability. We fix the base case and design defendants of different backgrounds, who give courtroom statements with varying emotional appeal or rebuttal. Jurors with diverse ideological profiles across the spectrum are simulated. We examine 20 frontier LLMs, resulting in a total of 432K decisions and rationales, and quantify changes in verdict severity. Our findings show that LLM-jury simulation echoes many human-jury findings. First, emotional persuasion can be detrimental, since jurors may perceive it as evidence of guilt or inconsistency. Next, we show that background fit between jurors and defendants is a stronger and significant factor than other isolated factors, and that jurors are in general harsher toward opposite-background defendants and lenient toward same-background ones. Finally, we find that juror ideology also strongly shapes severity judgments. These findings highlight both the promise and risks of using LLMs to model jury reasoning and call for careful evaluation. The data and code are available at https://github.com/choyingw/JuryBench
Differential privacy improves treatment effect estimates in sensitive data
Differentially Private Average Treatment Effect Estimation by Propensity Score Blocking
Abstract: Average treatment effect (ATE) estimation in observational studies is a fundamental statistical tool used frequently in social science, medicine, and other fields. These fields often work with sensitive data where privacy protections are important, so a differentially private mechanism for ATE estimation is highly desirable. Here we present two propensity score-based algorithms for ATE estimation on observational data, one improving the inverse probability weighting (IPW) method used in prior work, and the other using blocking on the propensity score (BPS). Both show lower error and less bias than prior work, with the BPS-based algorithm frequently reducing error by 75% or more compared to prior work.