Papers for
machine learning audit teams
Papers whose findings have a practical use for this group, as judged from the abstract. Open a paper to read what it means in practice.
Improving membership inference in diffusion models with time-based calibration
Difficulty Calibration Across Time for Membership Inference in Diffusion Models
Abstract: Modern diffusion models are trained on massive datasets that often include copyrighted or private images. Membership inference attacks (MIAs) address this by testing whether a given image was in a model's training set. The standard approach scores an image by its reconstruction loss and flags low-loss images as members. This often fails because some images are simply easier to reconstruct than others, so a simple unseen image can score a lower loss than a complex training image. Difficulty calibration separates memorization from how difficult an image is to begin with. We show how to calibrate along two axes of time: training time and diffusion time. First, across training time, we introduce Reference-Model Calibration (RMC), which compares a fine-tuned model's loss against an earlier checkpoint. This cleanly isolates newly memorized data and gives near-perfect auditing, even without text captions. Since earlier checkpoints are not always available, we next present Temporal Self-Calibration (TSC), which calibrates across diffusion time using only a single model. Our key observation is that an image's difficulty persists across noise levels, whereas memorization is localized in time. By comparing the loss at a target timestep against neighboring timesteps from the same model, TSC attenuates image difficulty using the model's own trajectory. Empirically, our methods beat the state of the art by a wide margin, and unlike most existing attacks, generalize across different model parameterizations such as $x$-, $v$-, and $ε$-prediction models. Code is available at https://github.com/MichaelJoseph777/TSC.
Visual cues alone do not reliably show if models can answer questions
Visual Dependence Does Not Imply Answerability: A Systematic Analysis of Answerability Signals in Frozen InstructBLIP
Abstract: Visual question answering models often produce plausible responses even when the available visual evidence is insufficient to support a valid answer. Although prior work has introduced benchmarks and abstention mechanisms for unanswerable visual questions, it remains unclear which signals derived from a frozen vision-language model reliably indicate answerability on unseen image-question pairs. We systematically evaluate answerability signals on a stratified 10K subset of UNK-VQA using frozen InstructBLIP, covering predictive uncertainty, cross-modal alignment, visual grounding, visual dependence, internal representations, and learned probes. Answerability discrimination remains weak, with test AUROC largely confined to 0.50-0.54. CLIP alignment yields the highest point estimate but does not significantly outperform generation confidence under paired bootstrap analysis. Targeted removal of question-relevant visual evidence causes substantially larger changes in answer confidence than same-size random masking, yet intervention sensitivity provides essentially no answerability discrimination. Increasing probe capacity, combining multiple signals, and adding reason-aware supervision do not provide robust improvements, while post-freeze cross-validation yields similarly weak discrimination. Selective-answering analysis shows limited usable coverage under low-risk operating criteria. Failure-mode analysis shows that the relative utility of individual signals varies across perturbation mechanisms. Taken together, these results show that, on our UNK-VQA subset with frozen InstructBLIP, visual dependence, uncertainty, semantic alignment, and static representations are not robust standalone proxies for answerability. Our findings emphasize the need to distinguish a model's reliance on visual evidence from whether that evidence is sufficient to support an answer.
New fairness tests help certify or detect bias within allowed limits
Tolerance-Based Fairness Auditing: Violation Certification and Sensitivity Screening
Abstract: As artificial intelligence is increasingly deployed, algorithmic unfairness has raised growing concerns and intensified demands for transparent fairness auditing. In practice, the tolerable degree of algorithmic unfairness depends on the specific legal, ethical, or application context. Given a prespecified tolerance threshold, an important statistical question is how to determine whether a group disparity exceeds the allowable tolerance across different auditing objectives. To address this problem, we develop a unified tolerance-based fairness auditing framework for two complementary auditing objectives: violation certification, which prioritizes control of false violation declarations, and sensitivity screening, which prioritizes reducing missed violations. For the first objective, we develop a constrained empirical likelihood test for formal settings that uses least-favorable-point calibration and can be combined with false flagging rate control for simultaneous subgroup auditing. For the second objective, we develop split empirical likelihood and adjusted split empirical likelihood tests using an adaptive boundary-proxy principle for early-warning settings. Numerical experiments show the distinct error-control--sensitivity trade-offs of these procedures. A COMPAS analysis illustrates the framework in predictive fairness auditing.
Interactive proofs make model evaluation faster with less data
Interactive Proofs of Proximity for Model Evaluation
Abstract: We study interactive proofs of proximity (IPPs) for model evaluation, where a resource-limited verifier interacts with an untrusted prover, typically the model owner, to certify statistical properties of a model under an unknown input distribution. Our formulation separates sampling the input distribution from querying the model and evaluating its output; distinguishes real audit data (black-box sampling) from generated data (chosen-randomness, or gray-box, access to the sampler); and allows the prover and verifier to use different evaluators. We focus on doubly-sublinear IPPs, where both the verifier and honest prover use sublinear resources, and on (weighted) Hamming weight properties. For ordinary Hamming weight, we give a tolerant doubly-sublinear IPP. For completeness and soundness radii $\varepsilon_c<\varepsilon_f$ and gap $g=\varepsilon_f-\varepsilon_c$, a logarithmic-round instantiation uses $\widetilde{O}(1/g)$ verifier queries and $O(1/g^2)$ honest-prover queries, improving the cubic dependence of Amir, Goldreich, and Rothblum (ITCS 2025). We prove matching query lower bounds up to polylogarithmic factors. For distribution-weighted Hamming weight, black-box sampling requires $Θ(1/g^2)$ verifier samples but only $\widetilde{O}(1/g)$ evaluations; the quadratic sample complexity is necessary in the interior regime. With chosen-randomness access, the problem reduces to ordinary Hamming weight, yielding $\widetilde{O}(1/g)$ calls and evaluations. If the parties' evaluators disagree arbitrarily on a $ρ$-fraction of the distribution and by at most $γ$ elsewhere, our protocols remain doubly sublinear whenever $g>2κ$, where $κ=ρ+(1-ρ)γ$. Applications include auditing accuracy, group fairness, calibration, harmlessness, usefulness, and average-case robustness.