Papers for
legal compliance teams
Papers whose findings have a practical use for this group, as judged from the abstract. Open a paper to read what it means in practice.
Authenticated data updates secure database queries and evidence use
Revision-Bound Evidence Cuts: Authenticated Queries and Contextual Witness Capacity
Abstract: Authentic records can support unauthorized narratives when their qualifications, query scope, or counterevidence are silently dropped. We present revision-bound evidence cuts, a framework for authenticating both supporting and opposing inference obligations across changing source versions. Signed complete-update frontiers permit transport of unaffected certificates, alternative-cut recovery, and an exact certified-reuse radius given by a frontier-hypergraph transversal number. Their source obligations induce an integral model of context-bound authorization. To secure database-derived claims, we introduce an authenticated relational query contract that binds original source records, complete selected bags, counting units, parameters, and aggregates independently of execution strategy. A full-source verifier checks 16,824 Chogha Mish records across SQLite scans, indexes, and materialized views; three valid strategies agree and eight contract/view mutations are rejected. A separate 340-row NISP cohort shows that changing the admitted weighting rule can reverse a comparison while preserving every source record. A frozen English text-to-frame compiler produces qualified evidence receipts, with linguistic accuracy evaluated separately from cryptographic integrity. We also separate logical-source from transport commitments so lossless re-encoding need not invalidate unchanged scientific evidence. The SCENE prototype evaluates signed revisions, authenticated queries, scoped disclosures, and adversarial mutations at scales reaching one million source records. These guarantees rely on declared policies and independently pinned trust roots; they authenticate specified computations and obligations, not historical truth, complete counterevidence, or institutional endorsement.
Graph-based method improves document compliance checking accuracy
UCVE: Graph Structured Retrieval for Compliance Validation
Abstract: Structured compliance validation requires determining whether every obligation in a predefined requirement space is satisfied, violated, or unaddressed by a given document. This can be described as a coverage problem that existing retrieval and classification systems, by treating requirements as independent, are not designed to solve. We introduce \textbf{\ac{UCVE}}, a domain-agnostic framework that represents compliance requirement spaces as a \ac{CRG} and performs retrieval via spectral reranking over its reinforcement learning-weighted Laplacian. Edges between requirement nodes are learned via reinforcement learning with a traversal reward grounded in violation detection, reshaping the graph's community structure such that low-pass spectral filtering distinguishes relevant from irrelevant obligation clusters. Evaluating across three compliance domains, \ac{UCVE} averages 4.3\% matched-$K$ recall lift over flat cosine retrieval and consistently outperforms strong retrieval and graph-based baselines.
Agreement based measure captures ambiguity in rules and policies
A Contextual Measure of Ambiguity in Prescriptive Text
Abstract: Ambiguity in prescriptive text such as laws, contracts, rules, policies, or recommendations can be both desirable (e.g., if it enables a law to adapt to changing context, such as new technologies) and undesirable (e.g., if it leads to arbitrary discretion or conflict over the law's interpretation). To help navigate these trade-offs, it would be valuable to have methods for quantifying ambiguity that are predictive of such outcomes, but existing measures capture how text is perceived in isolation rather than how it is interpreted in context. In this paper, we propose quantifying ambiguity as the degree of disagreement among a set of stakeholders ("raters") on how alternative prescriptive texts ("policies") apply in each of a set of relevant scenarios ("cases"). Using two policy domains, we present preliminary analysis suggesting that, even when using simulated raters, this approach (i) correlates with real human disagreement, and (ii) is robust to spurious text features. We then apply the measure to existing deliberation datasets to describe the association between policy ambiguity and support for those policies.
Enterprise agents struggle with evolving multimodal workplace records
MMEnterprise-Bench: Evaluating Enterprise Agents over Evolving Multimodal Records
Abstract: Enterprise agents answer questions over workplace records that evolve through team collaboration. As information is shared, corrected, and revised across documents, chats, and figures, multiple versions of the same information accumulate in the workspace. Reliable question answering therefore requires agents to reason over sufficient evidence, resolve cross-source and temporal conflicts, and recognize when the available evidence is insufficient to establish an answer. To systematically evaluate these capabilities, we introduce MMEnterprise-Bench, a benchmark comprising 1,613 questions grounded in evolving multimodal records from simulated collaboration projects, covering three categories: Evidence Reasoning, Conflict Resolution, and Unanswerability. We evaluate 10 proprietary and open-source multimodal LLMs and find that even the strongest models struggle when evidence contains cross-source or temporal conflicts or spans multiple images. Moreover, increasing the retrieval budget or employing a larger retriever improves evidence recall but does not consistently translate into higher answer accuracy. These findings highlight the persistent challenges of reasoning over evolving workplace records and establish MMEnterprise-Bench as a testbed for developing more reliable enterprise agents. Code and data are available at https://mlvlab.github.io/MMEnterprise-Bench/.
ComplianceAgent uses AI to check legal texts fast and accurately
An LLM-Based Agent for Legal Compliance Assessment: Architecture, Memory, and Evaluation in a Canadian and Quebec Context
Abstract: Checking whether a text complies with a body of law is slow when done by hand and fragile when done with keyword rules. This paper presents ComplianceAgent, the legal compliance sub-agent of COMPASS, a multi-agent framework that evaluates texts along four axes: digital sovereignty, carbon impact, compliance, and ethics. The agent relies on a large language model that scores a text on a fixed rubric, grounds its judgment in a reference legal corpus, and, when the score falls at or below a critical threshold, runs a corrective chain made of self-healing rewrites, a compliance label, an explainability report, and escalation to a human reviewer. We describe what the language model does at each step, how the memory of the agent is organized, and how the same implementation can be pointed at different reference corpora. We evaluate the agent in a Canadian and Quebec context, on a corpus of thirteen legal instruments that brings together federal and provincial texts, international treaties, and municipal documents of the City of Trois-Rivières. The evaluation relies on a hand-annotated gold standard of fifteen texts and combines classification metrics, a repeated-query stability test, retrieval precision, and a composite score. On this gold standard the agent separates every conforming text from every non-conforming one, its scores remain stable under repeated queries, and the index returns relevant passages.
Attack alters embedded watermarks in language model text outputs
Pin It on Anyone: Certified Targeted Displacement of Multi-Bit LLM Watermarks Without the Key
Abstract: Multi-bit watermarking embeds a message, typically an account identifier, into LLM output so that harmful text can be traced to its origin. We show an attack technique that allows to alter the watermarking message. This allows to, for example, exchange the embedded account ID to an arbitrary different one. The attacker mainly needs access to a few accounts for generating LLM output and model logits, but crucially not the secret key used to watermark. The attacker then rewrites the text, keeping its meaning, so that the watermarking message decoder recovers the watermarking message embedded by the attacker. We are, to our knowledge, the first to propose such an attack, which we call a targeted displacement. Theoretically, we present upper and lower bounds on the probability of our attack succeeding. This bound depends on the number of accounts the attacker has access to, the length of the message and some characteristics of the given text. Our attack can succeed whenever we can bound the ambiguity of the generated text well enough. Empirically, we test our attack technique against five watermarking methods and four LLMs. Attack success tracks our predicted bounds, allowing us to alter watermarking messages in almost all cases with high accuracy, given enough accounts. Our code can be found at https://github.com/Batorskq/PinIt.
Engine finds changing views in political debates over time
TL;QR: Querying Temporal Discursive Patterns in Textual Corpora
Abstract: Many questions about large textual corpora concern patterns that unfold over time, such as a political group whose stance on a topic drifts from support to criticism over several years of debates. We present TL;QR (Too Long; Query with logical temporal Reasoning), a declarative query language and open-source engine for finding such temporal discursive patterns. In TL;QR, a single query combines natural-language predicates, whose truth is judged by a Large Language Model (LLM), with regular expressions and the operators of a temporal logic. The LLM answers only local questions about individual text passages; a symbolic engine then aggregates these judgments over time and links every match to the recorded passages and predicate decisions behind it. With this division of labor, the temporal and relational reasoning stays exact and auditable even over long time horizons. In addition, when a query includes a regular-expression pre-filter, only a small fraction of the corpus ever reaches the LLM. On a suite of controlled synthetic benchmarks with temporally and semantically complex patterns, TL;QR is substantially more accurate than LLM-only baselines. In a case study on ten years of European Parliament debates (442,593 multilingual speeches), TL;QR identifies candidate shifts in the political groups' stances on the GDPR privacy regulation.
Insurance claim adjudication reliability drops along decision steps
InsClaimBench: Benchmarking Insurance Claim Adjudication Across the Decision Chain
Abstract: Recent advances in reasoning-oriented large language models (LLMs) have motivated increasing evaluation of their ability to perform professional decision tasks. Insurance claim adjudication is one such task, requiring models to connect case evidence, insurance rules, intermediate judgments, and payout calculations across a structured decision process. We introduce InsClaimBench, an end-to-end benchmark for evaluating insurance claim adjudication across the decision chain. Grounded in real claim materials and structured insurance rules, InsClaimBench contains 3,780 cases in 375 case families across auto, property, and health insurance, comprising 86,656 atomic rule judgments. It evaluates each claim from atomic rules through adjudication modules to payout decisions and amounts, with controlled factual variants testing whether required changes are correctly propagated across levels. Evaluation of six LLMs reveals a progressive loss of reliability along the decision chain. Payout-decision accuracy ranges from 74.23--80.19%, while joint decision--amount accuracy drops to 47.54--73.15%. Strong local performance also fails to ensure case-level correctness: atomic-rule accuracy reaches 95.48%, whereas rule-vector exact match peaks at only 36.90%, and the most frequent module errors are not necessarily those most associated with final-decision failure. Under factual changes, these inconsistencies further become propagation failures: module updates are less reliable than rule updates, correct local judgments can still yield incorrect payouts, and correct payouts can conceal intermediate errors. These results show that reliable claim adjudication requires consistent composition and propagation across the decision chain.
Privdev links personal data types to privacy vocabularies and gdpr rules
PrivDev: Mapping Static-Analysis Data Types to DPV
Abstract: Static-analysis scanners can identify personal-data types in source code, but they lack mechanisms to connect these findings to standardized privacy vocabularies. PrivDev maps 122 Bearer CLI data types to Data Privacy Vocabulary Personal Data (DPV-PD) categories and links them to potentially relevant GDPR provisions. Our approach combines deterministic mapping for 43 exact-label matches with a retrieval-grounded Large Language Model (LLM) to resolve the remaining 79 non-trivial mappings. The resulting RDF knowledge graph contains 118 ODRL policy resources that were structurally validated using SHACL. The artifact passed five complementary validation gates that cover structural correctness, query consistency, retrieval quality, LLM-based assessment, and human evaluation. In human evaluation, nine annotators produced 711 judgments, yielding a raw agreement of 0.72, Gwet's AC1 of 0.68, and Gwet's AC2 of 0.88. Our results indicate that the proposed mappings are plausible and reproducible, while also revealing ambiguities in scanner-defined data-type labels and coverage gaps in DPV-PD.
CreateScore cuts AI costs and boosts resume screening accuracy
CreateScore: Domain-Theory-Informed Bayesian Routing for LLM-Based CV Screening
Abstract: Large language models (LLMs) can support rubric-based screening of CVs, but applying a high-capability model to every candidate and criterion is costly. We present CreateScore, a domain-theory-informed Bayesian network for criterion-level LLM routing. A hand-specified directed acyclic graph with Dirichlet-multinomial conditional probability tables converts CV evidence into posterior uncertainty; low-uncertainty decisions are resolved by a local 8B model and uncertain ones are escalated to a 120B reference model. The graph is causally motivated, but the system performs standard Bayesian conditioning, not causal inference. The escalation threshold is calibrated on a training fold (target: 70% resolved locally) and then frozen. On 200 synthetic Data Science CVs (139 training and 61 test candidates, five criteria), 77.7% of criterion decisions were resolved locally (237 of 305). Relative to a reference condition in which the 120B model adjudicated every criterion, routed escalation reduced token use by 65.2% and raised exact score agreement from 32.8% (8B alone) to 42.6% (95% CI 31.0-55.1%); at n = 61 the gain was not statistically distinguishable. The uncertainty signal did not, however, identify the decisions on which the 8B model erred: disagreement with the reference was 16.2% among escalated and 19.4% among locally resolved decisions (AUROC 0.47, 95% CI 0.39-0.56), no better than random selection. We also document how an earlier evaluation was invalidated when truncated reasoning-model outputs were silently replaced by local labels, and we recommend safeguards for cascade evaluation. CreateScore is supported as an auditable cost-reduction mechanism, not yet as a targeted error detector, and is not an autonomous hiring system.
Large language models evaluated for trustworthy financial transcript analysis
A Citation-Grounded Benchmark for Trustworthy Earnings Call Transcript Analysis with Large Language Models
Abstract: Large language models (LLMs) have been increasingly used for financial document analysis, including earnings call transcripts (ECTs). Beyond generating standalone claims, users increasingly prefer grounded analyses that pair claims with verifiable citations from source documents to enable independent validation. However, evaluating such analytical claims typically requires extensive expert annotation, which is costly and difficult to scale, and real-world financial analysis commonly involves long context-question-answer triplets, further increasing task complexity. To address these challenges and benchmark the current landscape of grounded analysis by LLMs, we propose a numeric evidence evaluation method that enables groundedness assessment without reliance on expert annotation. We also introduce an automated dataset construction pipeline and construct ECTs-100 from the top 100 constituents of the S&P 500 to support benchmark of both groundedness and correctness. In addition, we examine conscious incompetence, a practical failure mode in financial analysis in which LLMs must detect when available evidence is insufficient and refrain from producing unsupported hallucinations. Empirical results show that LLMs perform well in groundedness but face notable limitations in correctness, with informational insufficiency presenting an additional challenge.
Multi-agent system improves compliance during language model training
MASCRDM: Multi-Agent System for Compliance Risk Detection and Mitigation in Training Process of Large Language Models
Abstract: Large Language Models (LLMs) have been applied in various fields. However, ensuring compliance and safety of LLMs, such as avoiding discrimination and bias, still remains a challenge. Current efforts mainly focus on detecting and filtering inputs and outputs of the trained models, rather than studying the intrinsic architecture of the models in real-time. To tackle this challenge, we analyze the LLMs training process and discover two critical issues: 1) Most of the existing methods are predominantly static in their approach to detection and filtering, achieving only localized optimizations without systematically enhancing the compliance of LLMs. 2) Another issue with existing approaches is the lack of real-time risk detection and mitigation across the full training process, which leads to limited flexibility. Motivated by these, we propose MASCRDM (Multi-Agent System for Compliance Risk Detection and Mitigation) during the LLM training process. Firstly, we develop a set of compliance rules based on existing Artificial Intelligence (AI) laws and a compliance-specific LLM with the instruction of compliance law experts. Then, we deconstruct LLMs into several components and identify key nodes based on the compliance knowledge graph. During LLMs training, we implement our multiple agents in the whole process, giving compliance risk alerts and suggestions for LLM developers. Experiments on discrimination and bias benchmark demonstrate that our multi-agent system can effectively improve the compliance while maintaining reasonable semantic performance. The results indicate that our method provides an executable path for mitigating compliance risk from within the LLMs systematically.
Multilingual system tags personal data faster and more accurately than before
Strong Multilingual Privacy Tagging at Encoder Speed
Abstract: Privacy redaction must remove personal information while preserving relationships expressed in text. We develop a multilingual named-entity tagger with fine-grained distinctions supporting varied redaction policies and methods for cheaply learning additional distinctions. We fine-tune a multilingual encoder with an affine span-tagging head on frontier-model annotations in 35 languages, replay mapped human gold with coverage-aware masking so unannotated types are not treated as negatives, and repair subword boundaries with a learned +/-1-character adjustment. On 1,283 human-gold test segments in seven languages, best measured redaction F1 is 88.8, against 69.1 for published GLiNER2 with 11 unrepresentable types excluded from its task (68.8 without that exemption), 67.8 for GLiNER2 adapted to the new training data, 57.3 for Microsoft Presidio and 35.8 for the best published OpenAI Privacy Filter fine-tune. Adding about 50,000 annotated training sentences and increasing human-gold replay improves exact typed-span F1 from 74.5 to 76.3 on Ont3, our 31-type frontier-annotated NER evaluation of 1,201 development segments. Mapped-gold replay alone raises human-gold F1 by ten points without loss on frontier-annotated text; boundary adjustment adds 1.7 exact typed-span F1 points on Ont3. Local LLMs fitting on a single 96-GB GPU underperformed as prompted annotators and frozen encoders, with encoding 30-95 times slower than XLM-R inference and prompted annotation roughly 180-1,100 times slower in the evaluated configurations. The encoder architecture delivers 4.9 times GLiNER2's CPU throughput. We release code, prompts and training recipes, with data-acquisition scripts and source links.
System detects and explains forgery in multilingual document images
Team MSU GenText-Forensics Challenge 2026 Technical Report
Abstract: Document text forgery has evolved beyond simple pixel-level manipulation: modern attacks alter not only the appearance of a document but also its meaning, and increasingly target the OCR & LLM pipelines that consume such documents. The ACM MM 2026 GenText-Forensics challenge therefore requires systems that not only decide whether a multilingual text image is forged, but also localize the point of manipulation, identify the attack type, and produce a human-readable forensic report with supporting evidence. We present our solution, a decomposed chain-of-thought (CoT) pipeline that combines a document tampering detector (DTD) with two Qwen3-VL-32B vision-language models, each LoRA-adapted to a distinct sub-task. DTD produces tampering probability maps that are converted into numbered candidate regions; a first model (the Filterer) validates these regions and assigns a preliminary forgery type, while a second model (the Semantic Detective) merges and re-grounds the surviving regions, searches for purely semantic anomalies that are invisible to pixel-level detectors, and writes the final report. Both models are trained by distilling chain-of-thought traces from a privileged Qwen3-VL-235B teacher that has access to ground-truth masks and reports. Our approach secured third place in the ACM MM 2026 GenText-Forensics challenge. We describe the data preparation, test-time augmentation, region rendering, distillation protocol, and training configuration in detail, and report ablations over detector thresholds, prompt designs, and pipeline decompositions.
Framework supports legal decisions with explainable rule-based reasoning
A decision-support system applied to Law: Reasoning and explainability of the decision
Abstract: The emergence of the digital transition brought an increasing need to control the processing of digital information, including in Law Enforcement Agencies (LEAs). At the EU level, in recent years, many regulations have emerged to control data processing and exchange. Texts other than the GDPR, such as the ''Law Enforcement Directive (LED)'', appeared to regulate specifically how Law Enforcement Agencies (LEAs) could process data. A formal representation of these regulations can be part of decision systems that support LEAs in processing data in compliance with the regulations. Although many new formalisms have emerged to represent legal norms and rules, few are provided with a reasoning mechanism. Furthermore, systems used in decision-making processes in critical contexts such as medical diagnoses or legal decisions cannot be fully automated, and the explainability of their results is essential to ensure user confidence in decisions. This explainability aspect, while crucial, is lacking in most modern approaches that rely on machine learning. This paper describes a framework to operate formal rules from regulations, by focusing on explainability of the decision. After describing the general architecture of the proposed decision support framework, the paper showcases how symbolic AI and the SPARQL query language can support legal reasoning. It then describes an algorithm to generate a justification for the reasoning results, and outlines the procedure to be followed when the reasoning does not lead to a satisfactory conclusion. We notably focus on a method based on decision trees to determine what additional information to request from the user.
Practitioner views reveal new challenges in AI data quality management
Rethinking Data Quality for AI-Driven Systems: Evidence from Practitioner Interviews
Abstract: Data quality research has usually treated data as an input that is stored, processed, and validated. In AI-driven software-intensive systems, data also shapes model behavior, evaluation, and lawful use. Empirical evidence remains limited on how practitioners define, assess, and manage quality under these conditions. We interviewed 16 practitioners from nine organizations and analyzed the transcripts using reflexive thematic analysis and developed six themes from participants' accounts. In AI systems, traceability shifted from modular debugging to attributing model behavior, while using models as quality assessors introduced circularity. Agent context and memory became data objects, and synthetic and pseudo-labeled data made authenticity a quality concern. In foundation-model development, lawfulness became a gate for training data, while representativeness was judged through coverage of situations in which the system must behave safely. Prior ML research examines many of these problems separately. Our study provides a practitioner-grounded account of how they are encountered together as an engineering and organizational concern. We also interpret five recurring conditions as helping explain how the themes relate to reduced trust in data and AI outcomes. We synthesize these findings through lifecycle assurance: a conceptual framing focused on producing evidence that data can support a specific AI claim when its influence may be embedded in model behavior, model-based judgments, or agent actions.
Claim-gated auditing ensures search answer sources match their claims
Claim-Gated Source-Risk Auditing for Generative Search
Abstract: A generative search answer can cite a supported passage yet omit a source relationship that changes its interpretation. We specify a claim-gated audit of the query-source-answer tuple. An omission is resolved only when relationship evidence, answer adoption, materiality, and disclosure are all observed; incomplete evidence remains unresolved rather than being treated as independence. The specification separates this endpoint from citation support and review priority, and binds decisions to versioned evidence spans. A reference checker makes the record contract executable. On an exhaustive synthetic suite, it reproduces all 81 three-state predicate combinations and rejects 192 deliberately malformed records. Common-guard baselines and predicate ablations isolate endpoint logic from missing-evidence handling, while controlled transitions check support separation and evidence removal. These are finite contract-conformance results, not detector accuracy or evidence of improved user outcomes. We define the independent annotation, held-out evaluation, and paired utility tests still required to establish semantic validity and deployment benefit.
Large language models face hidden compliance risks in AI laws
EADC: Evaluation of Advanced and Deep-level Compliance in Large Language Models
Abstract: Large Language Models (LLMs) have been used in various industries. However, ensuring their compliance with complex laws and regulatory frameworks remains a great challenge. Existing evaluation paradigms mainly rely on static benchmarks that suffer from three severe limitations: First, the compliance rules being used do not comply with the requirements of Artificial Intelligence (AI) laws and regulations; Second, they only handle apparent, explicit compliance risks, leaving implicit and covert compliance risks undetected; Third, they fail to track the systematic propagation of risks along logical dependency chains or evaluate compliance within nuanced, context-based real-world scenarios. To bridge this critical gap, we introduce EADC, a novel advanced evaluation benchmark of LLMs based on an AI compliance knowledge graph and AI compliance legal experts. By mapping abstract legal rules into structured logical multi-relational graphs, our framework enables automated, evolving agents to distill and synthesize highly sophisticated adversarial scenarios. This compliance benchmark is reviewed and corrected by human AI legal experts throughout the whole process. The resulting dataset (4,435+ QA pairs) provides an extensive, multi-dimensional taxonomy covering critical regulatory frontiers, including bias and discrimination, fairness, personal privacy protection, and values. Crucially, our compliance dataset moves beyond shallow string-matching by incorporating contextual long-horizon interactions and logic-driven hazard chains, capturing deeply embedded compliance anomalies that bypass traditional filters. Experiment evaluations demonstrate that our framework exposes critical regulatory blind spots in state-of-the-art LLMs, offering a rigorous, AI laws and regulations-aligned benchmark to safeguard high-level and deep compliance in the application of LLMs.
Human verifiers check AI claims under effort and error limits
Human-LLM Deliberation as Interactive Proof: Conditions for Verifiability Without Transparency
Abstract: When an LLM supplies an argument that a user could not readily construct, how can the user decide whether to accept its claim? Inspired by interactive proofs, we model human-LLM deliberation as an interaction between a prover with unrestricted internal search and a resource-bounded human verifier. The verifier requests and checks supporting details without access to the LLM's internal state. Passed checks accumulate evidence toward an acceptance threshold. We prove anytime-valid soundness against adaptive provers: the probability of ever accepting a false claim is at most a chosen error level, provided the task supplies bounds on false passes and human checking errors that remain valid after every relevant history. A finite-horizon completeness bound additionally requires bounds on the adequacy of honest responses and sufficient diagnostic progress. Further checks can strengthen the evidence for acceptance, but each requires another adequate response and reliable human effort. Whether this tradeoff permits certification depends on the verifier's effort budget, cognitive load, expertise, and fatigue. We identify conditions under which the supplied bounds certify a specified sequence of local checks but not a specified global check under the same resource budgets.
DeBERTa ensembles verify citation truthfulness in scientific reports
NLPCC 2026 Task 10: Citation-Level Faithfulness Verification with DeBERTa Ensembles and Class-Wise Calibration
Abstract: This paper presents our system for Track 2 of the NLPCC 2026 Shared Task 10 on citation-level faithfulness in AI-assisted scientific reporting. Given an atomic scientific claim and the structured full text of its cited paper, the task requires both a four-way relation label and up to three evidence paragraph identifiers. The label head ensembles a paragraph-aware cross-encoder with a document-level DeBERTa-large classifier, followed by class-wise decision calibration. Probability-level fusion is motivated by an out-of-fold tendency to over-predict Topical Match. The evidence head combines paragraph scores from top-20 and top-30 joint models with BM25 scores. The system runs fully offline without external retrieval or LLM prompting. On the final leaderboard, our system achieved 82.9898 overall (89.5491 Macro-F1 and 76.4305 Joint@3), ranking second in Track 2. Ablations and error analysis show that model complementarity and calibration drive the label gains. Gold-evidence inference changes label Macro-F1 negligibly, whereas evidence ranking remains important for Joint@3.
Document version linking detects duplicates and conflicts accurately
GVD: Governed Versioning and Deduplication for Document Repositories
Abstract: Document repositories evolve continuously. Guidelines and policies are revised, superseded, and re-uploaded, so the same content recurs in different wording and newer versions refine or contradict earlier ones. These inconsistencies belong to the growing collection rather than to any single document, yet existing work treats versioning, duplicate detection, and contradiction detection as isolated pairwise tasks and stops once a pair is labeled. We present GVD (Governed Versioning and Deduplication), a framework that unifies cross-document version linking with rule-level conflict resolution under an auditable update policy. Incoming documents are assigned to version families through bidirectional rule alignment, and their rules are compared against the family memory to identify duplicates, contradictions, asymmetric refinements, and new knowledge, with Counterfactual Span Probing (CSP) resolving related pairs that inference misclassifies as neutral. Relation-specific policies suppress duplicates and escalate only consequential changes for review, retaining version lineage as an audit trail. The pipeline runs fully locally, with no large language model. On 120 enterprise documents processed as 140 ingestions across 59 version families, GVD reaches an F1 of 0.97 for version-family construction and 0.94 for rule-level consistency, with CSP raising rule consistency from 0.90 to 0.94.
New method ensures exact quote matching in large language model answers
Guaranteeing Faithful Evidence Extraction in Speculative Retrieval-Augmented Generation
Abstract: Large Language Models (LLMs) are increasingly used as interfaces for information retrieval, but they remain prone to hallucinations and faithfulness errors, in which the generated answers diverge from the retrieved evidence. While Retrieval-Augmented Generation (RAG) and recent hybrid or semi-extractive approaches mitigate this issue, they do not guarantee that quoted or extracted spans are verbatim from the retrieved context. This limitation can have severe consequences in safety-critical domains, where answers must exactly match certified documentation. We introduce Constrained Hybrid Decoding (CHyD), a novel faithfulness-first paradigm for speculative RAG. While traditional speculative decoding is optimized for inference speed, CHyD repurposes this architecture to ensure faithful verbatim evidence extraction when the extraction mode is correctly triggered. Our approach enforces hard decoding constraints that restrict generation to continuous spans present in the retrieved documents. This design provides a robust but straightforward guarantee: any explicitly quoted span in the output appears verbatim in the provided context. We evaluate our method across state-of-the-art LLMs on diverse abstractive, extractive, and semi-extractive QA benchmarks, including technical datasets motivated by aircraft maintenance. Results show that existing hybrid methods frequently hallucinate quoted spans, with exact extraction accuracy dropping below 40% in technical domains. In contrast, our approach achieves near-perfect extraction faithfulness regardless of the model used. Although enforcing hard constraints introduces a trade-off with fluency-oriented metrics, our method improves exact answer correctness and remains competitive overall, highlighting its suitability for safety-critical information retrieval applications.
Which medical questions benefit most from detailed answer explanations
Which Medical Questions Deserve Rationales? Perturbation-Sensitive Selection for Robust QA
Abstract: Medical question-answering datasets often contain answer labels, whereas high-quality rationales remain scarce, noisy, or costly to validate. This changes the acquisition question: rather than asking which questions should be labeled, we ask which already-labeled questions should receive rationale supervision under a fixed token budget. We study an offline version of this problem in which candidate rationales are visible to the selector but withheld from downstream training unless selected. We propose root-mean-square Robustness-based Sample Prioritization (RMS-RSP), which perturbs hidden states only at rationale tokens and measures the resulting shift in the gold-versus-best-distractor margin. Across five medical QA datasets, MedGemma-4B-IT, three training seeds, ten budgeted non-RSP selectors, and an unbudgeted full-supervision reference, RMS-RSP provides a deliberately qualified result. Its locked-budget accuracy is 60.61% on average versus 60.08% for Random, with a statistically resolved gain only on AfriMed-QA (+1.44 points). Its full-budget accuracy area is not better than Random. However, after three answer-option reorderings, RMS-RSP improves robust accuracy and semantic consistency by 1.91 and 2.85 points on average, respectively, with the same direction on all five datasets. Training on every pool rationale raises macro accuracy to 63.74%, but consumes 29--254 times more rationale tokens and does not uniformly improve robustness. These findings do not establish universal accuracy gains; they instead suggest that rationale-local boundary sensitivity can identify supervision that improves invariance to semantically equivalent formatting changes.
Search agents struggle to provide accurate civic information across governments
CIVI: A Framework for Diagnosing Search Agent Failures in Civic Information
Abstract: Large Language Models are increasingly deployed in public-sector settings, where incorrect guidance can cause irreversible harm. We introduce CIVI, the first framework for diagnosing search agent failures in civic information. Its benchmark instantiation jointly spans cross-national, interjurisdictional government contexts (federal, state, and local) and functional categories from an internationally adopted United Nations standard. We evaluate ten frontier search agents and find that none matches an attentive human baseline. Alongside accuracy, CIVI measures search invocation rate, selective no-search accuracy, and how often agents cite authoritative government sources. To perform this diagnosis, we introduce ARISE, which decomposes agentic search failures into four mutually exclusive modes, isolated via source-injection ablation. ARISE attributes 72.1% of all observed failures to retrieval-bound causes rather than to gaps in the models' parametric knowledge.