Papers for

geotechnical engineers

Papers whose findings have a practical use for this group, as judged from the abstract. Open a paper to read what it means in practice.

Response-balanced sampling shifts but does not improve slope stability prediction accuracy

Response-balanced sampling relocates rather than improves accuracy in slope-stability surrogates under a fixed simulation budget

Abstract: Machine-learning surrogates of slope stability learn factors of safety (FOS) that only physics-based analyses produce, so analyses are the budget to allocate. Because Latin hypercube sampling (LHS) of the parameters covers the FOS unevenly, a natural remedy is to choose part of the training points to even out the FOS distribution. We test this response-balanced sampling at a fixed budget. A random-forest screener trained on a 300-point LHS seed predicts the FOS of 200,000 candidates, and 300 further limit-equilibrium analyses are allocated to even out the FOS over the selection range, $[0.5, 6]$. The design is compared with 300 further LHS analyses over five realizations of the added points, on two test sets, under two independently tuned tree-ensemble families, with ablations throughout; an oracle drawing from 22,000 solved analyses meets the intended density exactly. The primary criterion is the log-scale root-mean-square error (log-RMSE) on the decision range, FOS $\in [0.5, 2)$, against continued LHS. Response-balanced sampling does not systematically improve accuracy; it relocates accuracy along the FOS axis, consistently across realizations, from $[1, 2)$ to $[0.5, 1)$, following the training density actually achieved, even when the intended density is met exactly. On the decision range no screener-selected design shows a demonstrated gain, and with known bin membership that verdict stands, in this design. Within the selection range, LHS gives $[0.5, 1)$ 11-12% of the points against a log-uniform target's 27.9%, but $[1, 2)$ already 35-37%: the region that is rare need not be where decisions are made.

Wed 28 OctComputational Engineering, Finance, and Science
The gist
When predicting how likely slopes are to collapse, machine learning models need careful training with data from simulations. The authors tested a method that tries to balance the training data according to the predicted risk levels instead of sampling randomly. They found this balancing approach does not make the predictions more accurate overall; instead, it just moves improved accuracy from one risk level range to another. Even when the ideal balanced data is provided, the usual random sampling method performs just as well for decision-making purposes.
Open → 2610.38815v1

Solvers compared for modeling fractures in rocks dissolving from CO2 exposure

Solution Strategies for Dissolution-Driven Phase-Field Fracture in Geomaterials

Abstract: Dissolution-driven fracture governs the long-term integrity of geological CO2 storage, geothermal reservoirs, and nuclear waste repositories. Modeling it requires solving strongly coupled mechanical, chemical, and phase-field equations. The solver choice controls their accuracy, cost, and convergence. This study investigates the role of solution strategies in dissolution-driven fracture in geomaterials. The coupled model is implemented in Abaqus user-element (UEL) subroutines, with all tangent blocks derived analytically. Five solvers are compared: (1) block-diagonal Newton monolithic, (2) BFGS quasi-Newton monolithic, (3) single-pass fully staggered, (4) single-pass partially staggered, and (5) hybrid multi-pass fully staggered. Performance is quantified by accuracy (errors in peak load, peak and failure displacements, and local CO2 concentration), cost (CPU and wall-clock times), and robustness, measured by new factors that assess convergence over the whole simulation and capture iteration spikes. The solvers are tested on mechanical and chemo-mechanical tension, shear, and multiple-crack benchmarks, including CO2 diffusivities raised up to a thousandfold. The results reveal a clear trade-off between accuracy, cost, and robustness. The quasi-Newton solver matches the Newton reference at a fraction of its cost but can fail under intense transport. The single-pass fully staggered solver is inexpensive and always completes, but its post-peak response depends strongly on the time step. The hybrid multi-pass solver also always completes, retains near-reference accuracy, and avoids iteration spikes at moderate cost. The partially staggered solver is the least robust. These findings guide practical selection: the single-pass staggered solver suits rapid screening, quasi-Newton offers accuracy when convergent, and hybrid multi-pass provides the best balance.

Wed 28 OctComputational Engineering, Finance, and Science
The gist
Fractures in rocks caused by dissolving chemicals affect important places like CO2 storage sites. The authors study different computer methods to simulate these fractures accurately and efficiently. They test five solvers that handle the complex math, comparing how well each works on accuracy, speed, and reliability. Their results show trade-offs: some solvers are cheap but less accurate, others are accurate but costly, and a hybrid method balances these well. This helps engineers pick the best method depending on their simulation needs.
Open → 2610.38367v1

Hyper-reduced model speeds up simulations of soil and water flow in dams

A hyper-reduction strategy for elastoplastic hydro-mechanical problems in partially saturated soil

Abstract: This work proposes a hyper-reduced order model for coupled hydro-mechanical simulations of elastoplastic deformation and water flow in partially saturated soils. These simulations are used to monitor and assess the safety of geotechnical structures such as earthfill dams, where calibration, uncertainty quantification and scenario analysis require solving the same transient model many times for different parameter values. The displacement and the pore pressure are approximated in a field-split reduced basis obtained by proper orthogonal decomposition, and the Galerkin-projected equations are integrated with decomposed cubature rules, one per balance equation, built with the energy-conserving sampling and weighting (ECSW) method. Each residual is split into an affine part and a nonlinear correction: the affine part is computed exactly, at negligible online cost, so that the cubature rule only needs to approximate the correction, which is localized in space. The construction is independent of the constitutive model choices and is implemented in FEniCSx by assembling the original variational forms on the small set of elements selected by ECSW. The method is tested on two- and three-dimensional dams retaining tailings and water, simulating a raise of the dam and the subsequent consolidation phase, with the friction angle, stiffness and hydraulic conductivity of the dam material and the height of the raise as varying parameters. The hyper-reduced model reproduces the displacement and pressure fields with errors below $0.5\%$ with respect to the finite element solution, achieving speed-ups of up to $43\times$ in two dimensions and $77\times$ in three. These performance gains grow with the extent of the plastic yielding, and the selected elements concentrate in the plastified and unsaturated zones, whose size is set by the physics rather than by the mesh resolution.

Tue 27 OctComputational Engineering, Finance, and Science
The gist
Simulating how soil and water move and change inside structures like earthfill dams is very slow but important for safety assessments. The authors developed a way to make these simulations much faster by simplifying the calculations without losing much accuracy. They do this by focusing only on crucial parts of the soil where changes matter most. Their approach works well in 2D and 3D tests, cutting computing time dramatically while keeping errors under half a percent.
Open → 2610.37060v1

SPH model simulates water pressure and soil deformation in large slope failures

A $u$-$p_w$ SPH framework with mechanical-hydraulic boundary treatment in GeoDualSPHysics for large-deformation geomechanics

Abstract: Pore-water pressure changes the effective stress and deformation of saturated geomaterials, while skeleton deformation generates pressure and drives drainage. Resolving this feedback together with hydraulic boundary conditions is necessary for simulations that connect consolidation to large post-failure movement. This paper presents a hydromechanical extension of GeoDualSPHysics using a single-layer displacement-pore-water-pressure ($u$-$p_w$) smoothed particle hydrodynamics (SPH) framework. An explicit pressure-rate equation combines volumetric compression and Darcy diffusion, and the resulting pore pressure feeds back into the skeleton momentum balance. The implementation extends the existing modified dynamic boundary condition (mDBC) infrastructure to carry hydraulic ghost values alongside mechanical boundary data. Prescribed pressure at drained surfaces is combined with impermeable walls and impermeable loaded contacts, with separate control of loading and drainage activation. The formulation is assessed through one-dimensional consolidation, two-dimensional flexible-strip loading, and the three-dimensional Cryer problem. The Cryer simulations reproduce the non-monotonic central pressure response over four Poisson ratios, with normalized pressure root-mean-square errors of 0.012-0.030. The consolidation tests also expose remaining settlement and late-time pressure discrepancies. Applications to 5 m and 8 m sensitive-clay slopes illustrate sequential retrogressive failure and large deformation. The contribution is the integration of hydraulic feedback and boundary handling within GeoDualSPHysics; the results establish an initial verification basis while identifying remaining accuracy and convergence questions.

Sun 18 OctComputational Engineering, Finance, and Science
The gist
When soil is wet, water pressure inside the ground changes how the soil moves and settles. The authors created a computer simulation that connects how water pushes inside the soil with how the soil deforms and moves, especially during big landslides. They improved an existing tool to better handle water pressure at boundaries like the ground surface and walls. Their tests with different problems show the model can capture important behaviors, although some accuracy issues remain. This helps understand soil behavior during events like slope failures.
Open → 2610.25175v1

Physics-informed neural network predicts slope reliability under variable conditions

Label-free physics-informed strength reduction and a neural operator for the reliability of spatially variable slopes

Abstract: This paper proposes a label-free physics-informed neural network (PINN) for non-associated Mohr-Coulomb plasticity with incremental strength reduction for the reliability of spatially variable $c$-$φ$ slopes. The PINN is trained with a virtual-work loss on the finite-element mesh and solves many random fields at once on a graphics processing unit. With a solver budget fixed on the homogeneous slopes, it reproduces the Abaqus factor of safety within 2 to 3% root-mean-square on 52 random fields and locates the failure mechanism in the same weak zones, with the plastic strain in the band under-resolved. A neural operator trained only on the PINN solutions predicts the factor of safety, displacement path and failure mode of a million fields in seconds. No finite-element solution enters the pipeline: Monte Carlo fields, importance samples and operator training data come from the PINN, and Abaqus serves only to verify the result. Monte Carlo simulation, the first-order reliability method, importance sampling and the operator give consistent failure probabilities down to $10^{-3}$ for the slope studied, but a 3% scatter in the factor of safety inflates a probability of $10^{-3}$ by up to a factor of two, and the absolute values refer to one mesh. A heterogeneous Bishop analysis gives failure probabilities 2.6 and 8.3 times lower although its critical circles follow the PINN mechanism, because a small difference in the factor of safety is amplified in the tail. The operator also yields the failure mechanism and displacement response conditional on failure.

Sun 4 OctComputational Engineering, Finance, and Science
The gist
Slopes like hills can fail or slide unpredictably, especially when their material properties vary across space. The authors developed a special neural network that uses physics rules to estimate how stable these slopes are without needing lots of labeled data. Their method runs many simulations quickly on a graphics card and matches results from standard engineering software closely. They also created another neural model that can predict slope failure risks and behavior very fast across millions of scenarios.
Open → 2610.04828v1

Bridge predicts mechanical properties from routine soil tests in geotechnical engineering

BRIDGE: Bridging Routine Inputs and Digital modelling for Geotechnical Engineering

Abstract: The mechanical properties needed for geotechnical design require laboratory tests and are thus available for far fewer field samples than routinely measured basic (index) properties which are available for nearly every sample. We term this difference as the characterization gap. Purely data-driven models do not explicitly enforce physical laws and may be unreliable beyond their training domain, while direct constitutive calibration preserves physical consistency but requires advanced laboratory data and expert judgment. We therefore propose BRIDGE (Bridging Routine Inputs and Digital modelling for Geotechnical Engineering) a modular framework that predicts mechanical properties from routinely available basic properties. BRIDGE screens the dataset for outliers and non-physical responses, bins the retained samples into Cells, and selects a small calibration dataset from each Cell, while the remaining samples are used for validation. A mechanical model is then calibrated for each calibration sample, and the converged calibrations collectively define the mechanical surrogate of the Cell together with its parameter ranges and the corresponding predictive envelope in the mechanical property space. A Cell is validated when most validation samples fall within this envelope, whereupon the surrogate can predict the mechanical property ranges of new samples whose basic properties lie within the Cell. In this work, we adopt a finite element implementation of the Extended Cam-Clay (ECC) constitutive model as the mechanical model, whose four parameters are calibrated in a multi-stage process. Applied to the Tokyo-CLAY/14/67760 database, BRIDGE predicts the mechanical properties of an entire Cell from calibrations of just 10 to 20% of its samples. Finally, since the mechanical model, the binning criteria, and the sampling method are components of BRIDGE, the framework is easily extensible.

Fri 2 OctComputational Engineering, Finance, and Science
The gist
Mechanical properties for soil design need special lab tests, which are expensive and rare compared to common basic soil measurements. The authors created BRIDGE, a method that groups soil samples by their basic tests and then predicts detailed mechanical behaviors for all samples using only a few lab-tested examples per group. This approach ensures predictions follow physical laws and can be trusted within those groups. They tested it on a large soil database from Tokyo clay and showed it works with only 10-20% of samples needing detailed lab tests.
Open → 2610.03170v1

Seismic site response predictions improve using scarce sensor data

Seismic Site Response Prediction from Sparse Observations Using Finite-Element-Pretrained Latent Dynamics

Abstract: Numerical site-response predictions often deviate from observations, yet correcting these discrepancies is difficult because records are limited in both sensor coverage and number of events. This study proposes the Transfer-Enabled Forced Latent Autoencoder for Response Equations (FLARE-T) to improve these predictions by learning and calibrating low-dimensional latent dynamics that connect the base acceleration input to acceleration outputs at multiple depths. FLARE-T learns a low-dimensional response manifold and input-driven dynamics from dense finite-element simulations. It then trains a sparse encoder to map simulated sensor responses into the learned coordinates and uses limited records to calibrate the dynamics within them. A short response window initializes each prediction, while the complete base motion drives the response. The framework was evaluated using a layered-soil centrifuge test and the Lotung field vertical array. Test-set results show that FLARE-T improved multi-depth acceleration histories and 5%-damped pseudoacceleration response spectra relative to the original finite-element models, reducing errors at every evaluated sensor for motions of different intensities and, at Lotung, for both horizontal components. Two Lotung source models with different constitutive parameters achieved comparable test-set accuracy, indicating reduced dependence on precise prior calibration. FLARE-T therefore provides a data-efficient means of combining dense numerical response information with limited field records to improve future site-response predictions.

Thu 17 SeptMachine Learning
The gist
Predicting how the ground shakes during earthquakes is hard because there are few sensors and records to learn from. The authors developed a method called FLARE-T that uses detailed computer simulations combined with limited real measurements to better predict shaking at different depths underground. Their approach reduces errors compared to traditional models, even with limited data, and works for different shaking intensities and directions. This makes earthquake response forecasts more accurate and less dependent on perfectly calibrated starting models.
Open → 2609.20451v1