Papers for
data security teams
Papers whose findings have a practical use for this group, as judged from the abstract. Open a paper to read what it means in practice.
Mechanistic interpretability improves ai safety by understanding internal models
Understanding AI from the Inside: The State of Mechanistic Interpretability for AI Safety
Abstract: Neural networks are likely to be among the most consequential artefacts in human history. As these systems become more capable and autonomous, their potential to cause societal harm also grows, making AI safety one of the defining challenges of our time. Yet we continue to build increasingly powerful systems without fully understanding how they work, how they will behave in unfamiliar situations, or how to reliably control them. Mechanistic interpretability offers a path towards understanding these systems by studying their internal representations and computations, with the aim of evaluating, predicting, and controlling behaviour. We survey mechanistic interpretability for AI safety in order to answer the question: Does understanding how models work actually make them safer? We place mechanistic interpretability in the broader context of interpretability research and compare its mechanistic evidence with behavioural evaluation. We introduce the foundations of mechanistic interpretability, including features, polysemanticity, transformer computation, and circuits, and survey methods for feature extraction and analysis, circuit discovery and causal verification, explaining intermediate representations in natural language, learning dynamics, and training-data attribution. Beyond surveying existing methods, we propose a unified framework for evaluating mechanistic interpretability claims and characterise six research orientations by their goals, assumptions, and trade-offs. Finally, we examine how mechanistic understanding can support AI safety, including knowledge editing, steering, and monitoring, and assess its limitations, failure modes, open problems, and relationship to behavioural safety measures. We also release a repository of code notebooks with worked examples that reproduce key findings from surveyed methods, allowing readers to build intuition through hands-on experimentation.
Hypergraph cycle method enhances detection of planted signals in noisy data
Hypergraph cycle enumeration for efficient inference of planted k-XOR with smooth trade-off
Abstract: We introduce hypergraph cycle enumeration (HCE), a simple spectral framework for detecting and recovering planted signals in noisy hypergraph inference problems. We study HCE on one representative problem from this class, namely planted noisy k-XOR, also known as sparse Learning Parity with Noise (LPN). Both theoretically and empirically, HCE achieves comparable recovery behavior to Kikuchi method, matching Kikuchi hierarchy. We identify parameter regimes where HCE outperforms Kikuchi method, showing that neither algorithm is universally better. We also show a subquadratic quantum speedup for HCE by replacing one of the algorithm's steps with a quantum walk. Our classical and quantum algorithms do not refute the quartic quantum speedup of quantum Kikuchi method, which remains valid for the practically relevant regime of large size and high noise strength.
Matrix samplers match quantum-proof extractors with improved efficiency
Matrix Samplers and Quantum-Proof Extractors: Their Correspondence and Almost-Optimal Constructions
Abstract: We establish an equivalence between matrix samplers and quantum-proof randomness extractors. The classical sampler--extractor equivalence is established by a seminal work of Zuckerman (Random Structures & Algorithms, 1997). Using this equivalence, we construct explicit strong matrix samplers with optimal randomness overhead and near-optimal sample complexity via constructing quantum-proof extractors. Specifically for matrix dimension $D$, accuracy $\varepsilon$ and failure probability $δ\leq\varepsilon$, our matrix sampler uses $m+O_α(\log(D/δ))$ random bits and $O_α(\varepsilon^{-2-α}\log^{1+α}(D/δ))$ samples, for any constant $α>0$. Compared with the matrix sampler of Xun and Zuckerman (CCC 2025), our construction has improvements in two aspects. Under the same optimal random seed length, we can replace the $\operatorname{poly} D$ dependence in the number of samples by $O(\log^{1-γ} D)$. Under the same scale of sample size, we can remove their $\log\log D$ factor in the length of the random seed. Our underlying strong quantum-proof extractor has output length $n-O_α(a+\log(1/η))$ and seed length at most $(1+α)\log a+(2+α)\log(1/η)+O_α(1)$ for $n$-bit sources with conditional min-entropy $n-a$ and error $η$. We also obtain strong quantum-proof extractors for every constant entropy rate, for any error as small as $2^{-Ω(n)}$, having optimal seed length $O(\log(n/η))$ and output length $Ω(n)$, improving previous constructions.
Defend vertical federated learning from active label inference attacks
Embedding Asymmetry as Attack Signal: Detecting and Defending Active Label Inference in Vertical Federated Learning
Abstract: Vertical federated learning lets organizations train a shared model over features they hold separately, while one party keeps the labels private. The active label inference attack of Fu et al. [12] breaks this: a feature-holding party runs a modified optimizer, MaliciousSGD, that forces class structure into its embeddings and then recovers the labels with semi-supervised learning. Defenses that perturb the shared gradient fail, because the attack acts on the party's internal optimizer, not on the message it sends. We show the attack leaves a signal the server can read from the embeddings it already receives. The adversary's Fisher class-separability pulls away from the honest party's, and the gap is visible within a few epochs. A defense triggered by this signal acts on the adversary alone. Scaling its gradient down handles few-class tasks, and a norm non-expansive projection handles many-class tasks, with the Discriminative Coverage Ratio explaining why the projection rank must grow with the class count. The defense breaks the alignment between embedding clusters and labels rather than destroying the embedding. Across four seeds on CIFAR-10, CIFAR-100, and CINIC-10, label inference falls below what honest training already leaks, at under two points of task-accuracy cost.
Fixed-target anomaly detectors improved by kernel-based locality penalty
Mitigating Convergence Collapse in Fixed-Target Anomaly Detectors via Kernel-Anchored Locality Regularization
Abstract: A family of tabular anomaly detectors trains a neural map toward a fixed target under squared-error loss and scores anomalies by the test-time residual; contraction matching, one-step rectified flow, and reconstruction autoencoders all fit this template. We characterize a convergence collapse: better optimization makes the detector worse. At convergence, the learned map tracks the target even off-distribution, so the residual signal vanishes on anomalies as well as on normal data. These detectors therefore rely on implicit non-convergence (early stopping, capacity caps) to retain signal. We argue this is structural: effective anomaly detection requires a locality constraint that blocks unconstrained extrapolation. Classical detectors (kNN, KDE, isolation forests, LOF) enforce locality explicitly; fixed-target neural detectors do not. We formalize the connection by showing that the kernel-regression analog of a fixed-target detector is a finite-bandwidth Nadaraya-Watson smoother, which we call Kernel Contraction Matching (KCM). KCM is closed-form, training-free, and CPU-efficient, yet matches established neural baselines on ADBench. Building on this bridge, we introduce the Kernel-Anchored Regularizer (KAR), which penalizes deviation of the neural prediction from a kernel-weighted average of training targets. Across collapse-prone ADBench datasets and three backbones, KAR mitigates collapse and improves AUROC under prolonged training.
Pre-training data poisoning impact follows predictable scaling patterns
A Solvable Theory of Pre-training Data Poisoning: Regime-Dependent Scaling Exponents
Abstract: Pre-training data poisoning of large language models is usually studied using targeted backdoors and their survival through safety post-training, which leaves open a more basic question: how does a model's clean data performance degrade as the poison rate $\varepsilon$ grows? Motivated by our controlled pre-training runs of OLMo-style models, in which the relative clean data validation perplexity increase $Δ$ between poisoned and clean models matched in architecture, token budget, and optimization schedule is well fit by a power law $Δ\approx C\varepsilon^{a}$ with a non-integer exponent, we ask what such a law requires theoretically. We first prove an analyticity barrier: whenever the contaminated objective depends analytically on $\varepsilon$ around a nondegenerate clean data optimum, $Δ$ is generically quadratic in $\varepsilon$, so a generic non-integer exponent is a signature of genuinely singular structure. We then supply that structure in solvable truncated ridge regression with heavy-tailed covariates, controlled by $q_\star$, and a label-shift poisoning. Our central result is that the excess risk scaling exponent depending on the order of limits: in the higher dimensional proportional regime it is $ε^{q_\star/(q_\star+2)}$, whereas taking the ample-data limit first gives $ε^{2-2/q_\star}$, and the limits do not commute. We confirm this prediction through several numerical simulations. Finally, we argue that finite training time plays the role of truncation on the curvature spectrum in local LLM pre-training, deriving the observed scaling law under heavy tailed inverse curvature spectrum as a modeling hypothesis.
Dictator functions hold most information under binary noise
Dictators are most informative
Abstract: We prove the Courtade-Kumar conjecture: among all Boolean functions $f\colon \{-1,1\}^n\to\{-1,1\}$, a dictator retains the most information about a uniformly random input observed through independent binary noise.
ECG biometric signals hold identity under exercise and time changes
Learning Cardiac Features: ECG Biometrics Across Time and~Exercise
Abstract: Electrocardiograms (ECGs) carry subject-specific patterns enabling reliable individual discrimination, forming the basis of ECG biometrics. Beyond authentication, this paradigm holds significant potential to secure sensitive cardiac data and to serve as a pretext task in self-supervised learning. Yet, most studies remain confined to singlesession, resting data, leaving robustness to temporal and physiological variations largely untested. We address this gap by evaluating ECG biometrics under realistic conditions involving exercise-induced stress and cross-session variability. A Siamese ResNet with late multi-lead fusion strategy is trained on a large ECG dataset extracted from cardiopulmonary exercise tests and evaluated with a exercise-and time-aware protocol, as well as on public benchmarks. This first extensive assessment of ECG biometrics under combined physiological and temporal variability achieves an intra-session rest-to-peak EER of 1.7% and stateof-the-art 3.9% on the CYBHi dataset. Findings support the presence of an intrinsic cardiac signature resilient to physiological and temporal drift.
Auditing real privacy risks in federated synthetic data sharing
Canaries in the Bank: Auditing User-Level Privacy in Private Evolution
Abstract: Private Evolution (PE) generates high-fidelity synthetic data in federated settings without exposing users' raw data. It aggregates clipped user votes over a shared candidate bank into a differentially private histogram, with noise calibrated to the worst-case user contribution. However, it is unclear whether an adversary can realize this worst-case privacy loss while following the PE protocol. We introduce a protocol-aware empirical audit in which the server commits to a single shared candidate bank and replaces roughly 1% of its entries with probes derived from a known, non-private canary. We evaluate eight attacks, including an unchanged-bank baseline, exact copies, plausible paraphrases, and high-entropy synthetic nonces. Experiments on Yelp and Sentiment140 show that natural-text attacks remain substantially below the theoretical DP bound, while nonce-based attacks yield considerably stronger bounds and come closest to the mechanism's privacy ceiling. These results quantify the gap between formal worst-case privacy and leakage achievable through protocol-valid candidate-bank manipulation.
Ensembling algorithms improve stability against data changes
Algorithmic stability via ensembling
Abstract: Algorithmic stability refers to the property of an algorithm being insensitive to perturbations of the input data, where the type of perturbation may vary depending on the setting. In this work, we develop a general framework to quantify the extent to which any ensembling strategy defined via averaging can yield stability guarantees for any type of data perturbation. Our main theoretical result is a guarantee on the stability of this ensembled algorithm, given in terms of the norm of a certain covariance operator that describes the ensembling process. We show how our general framework yields interpretable and intuitive insights in several examples of perturbations of practical interest, and provides much sharper guarantees than those obtained from privacy considerations.