Papers for
data compression engineers
Papers whose findings have a practical use for this group, as judged from the abstract. Open a paper to read what it means in practice.
Proof settles three key conjectures about binary communication channels
Three Conjectures on Binary Channels for the Doubly Symmetric Binary Source
Abstract: We settle three conjectures concerning a doubly symmetric binary source $(X,Y)$ with crossover $p$. Consider Markov chains $U - X - Y - V$ with $U,V$ binary, and let $\mathcal{A}$ be the set of rate triples $(I(U;V),I(U;X),I(Y;V))$ attainable with arbitrary binary channels $X\to U$, $Y\to V$, and $\mathcal{B}$ the subset attainable with binary symmetric channels. The averaged BSC conjecture, Conjecture 5.2 of Pichler, Piantanida and Matz (2022), asserts $\operatorname{conv}\mathcal{A}=\operatorname{conv}\mathcal{B}$. We prove this for every $p\in[0,1]$. Two conjectures of Dikshtein, Ordentlich and Shamai (2022) concern the double-sided information bottleneck at $p=0$, where $Y=X$ and the two channels see the same source: their Conjecture 1 identifies the exact maximum of $I(U;V)$ at prescribed rates $I(U;X)$ and $I(Y;V)$, and their Conjecture 2 the exact minimum. We prove both for binary $U,V$: the two extrema are attained by the same pair of Z/S-channels, in opposite orientation for the maximum and in the same orientation for the minimum. The proofs were found with substantial AI assistance, and all three theorems are formalised in Lean 4 with Mathlib, depending only on the standard axioms. The development is available at https://github.com/g-pichler/bsc-averaging . The proof of Conjecture 1 of Dikshtein, Ordentlich and Shamai (2022) contains three certified computations, a polynomial bound, an interval sweep and a polynomial positivity certificate, all of which are checked in Lean.
Exact threshold found for entropy concavity in Bernoulli sums
The Sharp Rényi and Tsallis Threshold in the Shepp--Olkin Concavity Problem
Abstract: Let $B_1,\ldots,B_n$ be independent Bernoulli random variables with parameters $p_1,\ldots,p_n$, and let $S=\sum_i B_i$. Hillion and Johnson proved that the Shannon entropy of $S$ is jointly concave in the parameter vector and proposed corresponding critical-order conjectures for R'enyi and Tsallis entropies, with predicted thresholds $2$ and approximately $3.65986$, respectively. We determine both thresholds exactly. For every $0<q<1$, the power sum $\sum_k \mathbb P(S=k)^q$ is jointly concave in $(p_1,\ldots,p_n)$, and strictly concave on the open parameter cube. Consequently, the R'enyi and Tsallis entropies of order $q$ are jointly concave. At $q=1$ this agrees with the Shannon theorem. For every $q>1$, joint concavity fails already for the sum of two Bernoulli variables: a transverse interpolation in which the two parameters move in opposite directions gives strict local convexity for both entropies. Hence the universal joint-concavity range for both families is exactly $0<q\leq 1$. Below order one, the proof combines the Hillion--Johnson transport inequality with an explicit nonlinear telescoping correction. The corrected local curvature reduces to a two-dimensional quadratic form. An exact Riccati identity, together with a one-sided zero-crossing argument, proves positivity of its determinant throughout the full range $0<q<1$.
New formula links geometric mean quantization to probability masses
Geometric mean quantization via adaptive approximation
Abstract: Let $ν$ be a compactly supported Borel probability measure on $\mathbb R^{d}$ with $ν(B(x,r))\leq Cr^{a}$ for some $a>0$. Refine a dyadic cube exactly when its mass is at least $t$, and let $\mathcal{L}_ν(t)$ be the mean depth at which this refinement stops. We show that the lower and upper geometric-mean quantization dimensions of $ν$ are the lower and upper limits of $\log(1/t)/\mathcal{L}_ν(t)$. The dimension exists precisely when $(q-1)\sum_{Q}ν(Q)^{q}$, summed over all dyadic cubes, converges as $q\downarrow1$, and it is then determined by this limit. The mass-threshold formula yields harmonic integral bounds in terms of the local dimensions and encloses entropy and quantization dimensions in a common spectral interval. Convergence in law of the local information rates is equivalent to convergence of the rescaled spectra in a window of width $1/k$ around $q=1$; the two dimensions are then the arithmetic and the harmonic mean of the limit law, and we quantify their difference by sharp bounds and variance identities. Without any convergence assumption, vanishing threshold variance still forces equality of the corresponding lower and upper dimensions. Bernoulli mixtures realise every local-dimension law with compact support in $(0,1]$, and a regime-switching example separates convergence in law from almost-everywhere convergence.
Entropy bounds tighten for sums of independent discrete variables
Sharp High-Entropy Bounds for Sums of Independent Discrete Random Variables
Abstract: Sharp high-entropy lower bounds for the entropy of a sum were known for identically distributed summands in torsion-free abelian groups and in prime cyclic groups. For arbitrary independent summands, Gavalakis, Goh and Kontoyiannis obtained an additive constant of $1/8$ and conjectured that the sharp constant is $1/2$. We prove that independent discrete random variables $X,Y$ with finite Shannon entropies satisfy $H(X+Y)\ge (H(X)+H(Y))/2+1/2-o(1)$ in every torsion-free abelian group as $\max{H(X),H(Y)}\to\infty$. The same conclusion holds in the prime cyclic group $\mathbb F_p$ when both $\max{H(X),H(Y)}$ and $\log_2 p-\max{H(X),H(Y)}$ tend to infinity. We give explicit error bounds in both settings. The proof extracts a component with paired point probabilities while controlling the entropy of the remainder independently of its support. Discrete rearrangement and uniform perturbation then transfer the continuous entropy power inequality to this component. In prime cyclic groups, an additional estimate controls the entropy lost under modular reduction. Binomial distributions show that the constant $1/2$ is optimal.
Multi-agent communication improves solving complex tasks and compression
Scaling Discovery through Test-Time Communication
Abstract: Science advances not in isolation but through collaboration, yet existing agentic systems capture little of this. Whether communicating agents help remains an open question with mixed prior results. We show that test-time communication can substantially outperform independent parallel attempts on challenging tasks, where sharing a breakthrough can push the whole group forward. We first study the effect of scaling multi-agent test-time communication, where agents have no predefined roles and communicate via a shared directory, on ARC-AGI-3, a benchmark requiring novel problem solving. We find that a team of $k$ communicating agents, team@$k$, matches the success rate of $4k$ independent agents, and this advantage grows with $k$, suggesting gains compound with scale. The effect is not merely efficiency: a task that no single agent can solve, a team of agents can solve reliably. Furthermore, these gains transfer to research-oriented tasks, given sufficient compute. On polyomino packing, communicating agents outperform best@$k$ and exceed the prior best-known score. On MNIST classifier compression, communication surpasses the best-known human solution. A team of four agents produced a 1,957-byte classifier submission achieving 99.4% test accuracy, smaller than both the best-known human solution and the best single-agent result. These gains are not unconditional. Independent agents may outperform communication when compute is limited or when a clear measure of progress is absent. However, under sufficient compute and clear feedback, multi-agent communication consistently yields stronger results.
Copula operad framework links dependence and entropy additively
Copula Operad and Copula Entropy
Abstract: We construct a symmetric operad $\mathfrak{C}$ on the class of all multivariate copulas, with operadic composition given by Sklar substitution. This places the hierarchical combination of dependence structures into an algebraic framework. Restricting to absolutely continuous copulas whose densities lie in $L\log L$, we prove that copula entropy is additive under composition, making it an additive character on suitable finite-entropy suboperads. We exhibit explicit closed suboperads (bounded, $L^{p}$, boundary-growth) and show by counterexample that componentwise $L\log L$ does not imply closure under composition.
Efficient sequence prediction balances speed and pattern complexity
Stringological sequence prediction III: layered ziplines and a tradeoff between efficiency and expressivity
Abstract: In previous papers, we began the study of sequence prediction algorithms adapted to stringological word complexity measures. In particular, we defined a complexity measure called Arithmetic Repetition Complexity (ARC) which admits a polynomial-time prediction algorithm with a mistake bound quasilinear in the complexity. Here, we show a weaker complexity measure related to ARC that admits an especially efficient prediction algorithm: an algorithm that runs in quasilinear time and polylog space for appropriate highly-structured sequences. The complexity measure is defined via a restricted class of "zipline programs" (a variant of straight-line programs), which we call layered. We thus get a less expressive measure with a more efficient algorithm (compared to our results for ARC), demonstrating a possible tradeoff.
Methods to measure compression limits of quantized Gaussian signals
Computing the entropy rate of a quantized stationary Gaussian process
Abstract: We consider a stationary Gaussian process observed after uniform quantization. The entropy rate of the resulting integer sequence is the fundamental limit on lossless compression of the quantized signal, but it has no closed form, and the classical high-resolution approximation breaks down whenever the spectral density is small or vanishing on part of the band, as happens routinely after smoothing or filtering. Here we present two methods for computing the rate. The first is an analytical approximation obtained by combining an exact dithering identity with the Kolmogorov-Szegő formula; the quantization noise power acts as a floor on the spectral density, so the rate remains finite where the classical formula fails. The second is a Monte Carlo estimate of the exact rate. Its minimum-phase spectral factor represents the process as a finite moving average of Gaussian innovations, making the quantized sequence a hidden Markov process whose optimal (fully adapted) particle filter is available in closed form; by the Shannon-McMillan-Breiman theorem the rate follows from the filter's log-likelihood on a single long sequence. In experiments across six process families, the approximation agrees with the estimate to within a few millibits per sample over most of the parameter range for quantization steps up to the signal standard deviation, including strongly filtered processes on which the classical formula fails; at the most strongly filtered points the discrepancy grows to a few percent of the rate, and for much coarser steps the estimator should be used. We also compare lossless coders against this limit. At a step of one quarter of the standard deviation, linear predictive coding followed by an entropy coder comes within 2 to 4 percent of the entropy rate and FLAC within 3 to 32 percent, whereas five general-purpose compressors on the raw samples remain 12 to 89 percent above it.
Fix-free code construction solved for three codeword lengths across alphabets
The 3/4 Conjecture for q-Ary Fix-Free Codes With at Most Three Distinct Codeword Lengths
Abstract: We prove the \(3/4\) conjecture for \(q\)-ary fix-free codes with at most three distinct codeword lengths, for every integer \(q\geq2\). Every prescribed length distribution with Kraft sum at most \(3/4\) is realized by a deterministic construction. We introduce a matrix approach based on an exact identity for the overlap between forbidden prefix extensions and suffix residuals. Natural numerical order fixes the shortest layer, and the remaining selection problem is expressed through row and column counts. A fixed-cardinality interpolation theorem supplies feasible sets of every intermediate cardinality between nested endpoints, provided their differences satisfy one-sided uniqueness and either acyclicity or integral slack. Reverse-order selection handles the uniform cases directly; in the remaining cases, layer completion and aligned groups provide endpoints for interpolation. Together, these methods extend the binary three-length result to arbitrary finite alphabets and give a deterministic procedure for constructing the code.
Algorithm tests binary rank of matrices with fewer queries
Testing the Binary Rank with Polynomial Query Complexity
Abstract: We provide an adaptive two-sided error testing algorithm for the binary rank of a $0,1$ matrix $M$ with query complexity $O(d^3\log(d+1)/ε^2)$, where $d$ is the tested binary rank bound and $ε$ is the distance parameter. This answers an open question posed by Parnas, Ron and Shraibman~\cite{parnas2021property}, who asked whether the binary rank can be tested with query complexity polynomial in $d$ and $1/ε$. Furthermore, our testing algorithm can be used to find an approximate binary decomposition of $M$ with an additional $d(n+m)$ queries. That is, under the promise that the binary rank of $M$ is at most $d$, we show how to find, with probability at least $5/6$, two $0,1$ matrices $A',B'$ such that $M' = A' \cdot B'$ is a $0,1$ matrix which differs from $M$ on at most an $O(ε)$ fraction of its entries.
Leveraged learning measures information gained per answer bit received
Leveraged Learning: entropy destroyed per bit received
Abstract: A learner holds a prior belief over boolean maps that answer a finite set of $Q$ questions, and receives answers one by one. Each answer costs surprisal and destroys uncertainty, not only about the question asked but every question still unasked. We call the ratio the leverage: table entropy destroyed per bit of surprisal received. It is unit for a uniform prior, but with an intelligent prior can be higher (not lower). Averaged over the truth prior and over the question order, the leverage is found exactly, and is generated by one sequence: the mean entropy $G_\ell$ of the answers to $\ell$ questions. Sending the number of input bits to infinity at fixed asked fraction $t = \ell/Q$, the increments of that sequence become a profile $γ(t)$, and initial question entropy $η_0$. The leverage closes to a thermodynamic limit. $L(t) = [η_0 - (1-t)γ(t)]/\int_0^t γ$. Exchangeable priors, by de Finetti, all give a flat $γ(t)$ and hence a hyperbolic $L(t)$, their deduction confined to a boundary layer at $t = 0$. We construct a simplicity prior that escapes this, grading Boolean maps by the degree of their polynomial over $\mathbb{F}_2$ and budgeting weight across degree shells by a CDF $F$. Reed-Muller capacity then gives $γ(t) = 1 - F(t)$ exactly, so any nonincreasing profile, and any leverage curve it generates, is realizable at macroscopic times.