Papers for

control systems designers

Papers whose findings have a practical use for this group, as judged from the abstract. Open a paper to read what it means in practice.

Neural network training simplified using smaller state spaces

Dynamical coarse-graining of neural-network training

Abstract: Dynamical coarse-graining of neural networks gives macroscopic observables and enables training to be predicted, and controlled in a state space far smaller than the parameter space. In this paper, we first define the learning operator following the training law of neural networks and establish a descent theorem for the learning operator, which serves to determine whether the operator is sufficient to characterize the learning dynamics. Then the exact closure theorem and the dynamic coarse-graining theorem are presented in sequence. The three theorems established in this paper provide a systematic framework for constructing and assessing dynamical coarse-grained models of neural-network training. Finally, we demonstrate the applicability of the theorems with a finite-width nonlinear ReLU network. Its dynamic coarse-grained model for a fixed pattern is exactly derived and composed of five independent moments. The model exactly predict the training outputs and evolving learning operator. The framework may also guide the development of approximate coarse-grained models for more general neural networks when exact closure is unavailable.

Mon 26 OctMachine LearningNeural and Evolutionary Computing
The gist
Training neural networks typically involves handling an enormous number of parameters, which can be complex and slow. The authors present a way to simplify this by focusing on key summary features, or 'moments,' reducing the problem to a much smaller space that still accurately predicts learning behavior. They prove several theorems that support this approach and demonstrate it on a specific type of neural network. This method could help design simpler models that capture the essence of how training evolves.
Open → 2610.36180v1

Learning method balances new skills with past stability and future updates

Generalized Residual Closure: General Learning Dynamics for Stability-Plasticity Compatibility

Abstract: Learning must acquire new capabilities while preserving both prior responsibilities and the capacity to learn again. We introduce Generalized Residual Closure (GRC), a framework for learning as recursive closure of future-relevant discrepancies: closing a residual establishes the conditions for subsequent prediction, interaction, and learning. Under a complete representation-relation description at a fixed learner-world boundary, persistent internal learning has two primitive modes: Transformation within a representation and revision of the Representation itself. We establish a local tangent decomposition under regularity assumptions and a criterion for when representation revision is necessary. In an affine model, we derive a necessary-and-sufficient condition for stability-plasticity compatibility and the unique solution of a constrained quadratic update problem, which preserves registered old responsibilities while reducing residuals with an effective safe response. We prove that reconstructive semantic protection weakly enlarges the safe-response operator relative to preserving an exact historical realization. Dynamic sufficiency and future-closure viability extend representation adequacy from current prediction to lawful future updating and continued learning. Growth Learning expands the lawful closure domain or lowers optimal closure cost without regression of the registered capability-cost frontier; a conditional commit rule maintains this order. Restricted-sector recoveries and a conditional representation theorem connect the framework to optimization, machine learning, and control. Together, these results organize adaptation, representation revision, and reusable capability within a common account of continued learning.

Wed 30 SeptMachine Learning
The gist
Learning systems need to keep what they've already learned while still being able to learn new things. This research introduces a way to think about learning as fixing mistakes that matter for the future, either by adjusting details or changing the way information is represented. The authors establish clear conditions for when updates should preserve old knowledge and when changes to the system itself are necessary. Their findings offer a unified approach that helps learning systems adapt continuously without losing past abilities.
Open → 2609.38911v1

Geometric moment contraction improves understanding of stochastic nesterov method

Geometric Moment Contraction for Stochastic Nesterov Acceleration

Abstract: We study geometric moment contraction (GMC) of the constant-parameter stochastic Nesterov recursion \[ Y_k=Θ_k+β(Θ_k-Θ_{k-1}),\qquad Θ_{k+1}=Y_k-γG(Y_k,X_{k+1}). \] Under mean strong monotonicity and stochastic $L^p$ Lipschitz continuity, an explicit Perron comparison proves synchronous $L^p$ contraction when $βγL_p<(1-β)(1-q_{γ,p})$. This direct criterion includes infinite-variance gradients for $1<p<2$, but its small-step regime requires $β<μ/(μ+L_p)$. A complementary power-Lyapunov argument establishes a positive, generally much smaller, step-size interval for every fixed $β<1$ and every $p>1$, using only a finite $p$th gradient moment. At $p=2$, a simpler explicit certificate gives \[ 0<γ<\frac{2μ(1-β)^2}{L_2^2(1-β+2β^2)}. \] Its quadratic high-momentum scaling is a limitation of the chosen metric, not a sharp stability boundary. We quantify this loss, provide a general mean-only quadratic $S$-procedure, and exploit endpoint Lyapunov inequalities under stronger samplewise sector information. Verified endpoint certificates can be orders of magnitude less conservative than the explicit metric.

Fri 25 SeptMachine Learning
The gist
Optimizing complex systems often involves random or noisy data, which can make it hard to know if an algorithm will reliably improve over time. The authors study a well-known acceleration method called stochastic Nesterov and establish precise conditions under which it consistently converges, even with noisy information and varying mathematical properties. They develop theoretical tools to measure this contraction behavior and identify how different parameters affect stability and speed. This work helps clarify when and how the method can be trusted to perform well under uncertainty.
Open → 2609.31303v1

Formal verification secures tilt estimation in humanoid robots

Formal verification of tilt estimation using the Rocq prover

Abstract: The safe operation of a humanoid robot critically relies on accurate estimation of its vertical orientation, or ``tilt''. This requires a variety of mathematical tools, including three-dimensional geometry and differential equations. To formally verify tilt estimation, we develop a library for stability analysis in the Rocq prover. We start by formalizing a theory of ordinary differential equations. We provide a formalization of the (local) Cauchy-Lipschitz (a.k.a. Picard-Lindelof) theorem for existence and uniqueness, taking advantage of the library support for quotients provided by the Mathematical Components library. We extend this formalization with a variant for global existence and continuous dependence on initial conditions. Building on these foundations, we develop a theory of Lyapunov stability that is compatible with an existing formalization of LaSalle's invariance principle. We also extend an existing library for the statics of robot manipulators to support dynamical systems. Finally, we apply these libraries to the verification of a state-of-the-art tilt estimation developed for a humanoid robot.

Tue 22 SeptLogic in Computer Science
The gist
Knowing which way is up is very important for robots that walk on two legs. This paper builds trusted math tools in a proof system called Rocq to guarantee that methods estimating a robot's tilt are correct and stable. The authors create a formal framework to analyze differential equations and prove that these estimations behave reliably over time. Finally, they use these tools to verify a state-of-the-art tilt estimator for humanoid robots.
Open → 2609.25561v1

Nonlinear two-speed learning method shows finite-time error limits

The Bias of Nonlinear Two-Time-scale Stochastic Approximation under Constant Step-Sizes

Abstract: Two-timescale stochastic approximation (TTSA) is a fundamental tool for analyzing coupled iterative algorithms in reinforcement learning, optimization, and stochastic control. However, finite-time guarantees for nonlinear two-timescale schemes remain difficult to obtain, especially under constant step-sizes. In this paper, we study nonlinear TTSA with step-sizes $α\ggβ$. Under standard stability, regularity, and Markovian noise assumptions, we upper bound the mean-squared error and the bias of both iterates around their limiting equilibria. Our bounds scale as $O(α+β^2/α^2)$, which we prove to be tight when $β\leα^{3/2}$. The analysis separates the contributions of initial conditions, fast-timescale tracking error, Markovian dependence, and timescale coupling, thereby clarifying the origin of the $β^2/α^2$ term. Our results reveal qualitative differences from the linear TTSA setting previously studied, showing that nonlinear dynamics introduce additional finite-time effects that are absent in the linear case.

Thu 17 SeptMachine Learning
The gist
Many computer algorithms learn by adjusting two linked parts at different speeds. This paper studies how errors behave when these parts update at constant rates, focusing on nonlinear cases that are common but hard to analyze. The authors identify how various factors, such as starting conditions and the interaction between parts, contribute to bias and error. They provide formulas that precisely describe these errors and show differences from simpler linear cases. Their work helps explain the limits of accuracy for these learning methods in practical use.
Open → 2609.20409v1

Branch and bound improves verifying nonlinear neural feedback systems scalability

Closing the Loop: Branch-and-Bound for Scalable Verification of Nonlinear Neural Feedback Systems

Abstract: Despite recent advances in the verification of nonlinear neural feedback systems, scalability remains the central obstacle, as state-of-the-art solvers do not yet handle the network sizes and nonlinear dynamics of autonomy applications. Combinatorial solvers do not scale to large networks, whereas propagative solvers excessively sacrifice precision. This work seeks to improve the scalability of combinatorial solvers by formulating verification as branch-and-bound on an abstraction of the closed-loop system. We introduce \rail, an interface that exposes polyhedral enclosures of the dynamics to LiRPA-style bound propagation, and \clipper, a branch-and-bound algorithm that jointly refines enclosures and splits controller activations. This framework enables joint reasoning on the computational graph of the closed-loop system, preserving symbolic correlations across time steps. We present our construction and show that it yields significant improvements over the state of the art.

Mon 14 SeptArtificial Intelligence
The gist
Verifying that complex systems controlled by neural networks behave safely is hard because these systems are large and have complicated dynamics. Existing methods either can't handle big networks or lose too much detail to be accurate. The authors develop a new method that breaks the problem into smaller parts and uses smarter math to keep track of relationships over time, making verification more practical for bigger systems. Their method shows better performance than previous approaches.
Open → 2609.16298v1

Stability and convergence of optimization with sampled constraints

Equilibrium bias and convergence in augmented primal--dual dynamics with sampled constraints

Abstract: This work studies the stability and convergence of augmented primal-dual dynamics when constraint values are estimated from samples. Unbiased constraint observations can produce a biased augmented multiplier signal, shifting the equilibria of the mean dynamics. For componentwise inequalities, we give a necessary and sufficient condition for preserving the Karush-Kuhn-Tucker (KKT) equilibria and construct a convex example with a locally exponentially stable equilibrium that violates complementarity. To address this bias, constraint values are estimated recursively before forming the augmented multiplier signal. For smooth convex conic problems, a joint energy analysis establishes boundedness of the primal, dual, and estimation states, vanishing estimation error, and almost sure convergence of the primal-dual iterates to a single KKT point under global regularity and bounded conditional second moments. The result allows nonunique solutions and multipliers while keeping the number of samples per iteration fixed. Numerical studies illustrate the predicted equilibrium bias and examine convergence with nonunique KKT points and nonlinear constraints.

Sat 12 SeptMachine Learning
The gist
Optimizing problems often involves following certain rules or constraints exactly, but sometimes these rules have to be estimated from imperfect or random samples. The authors find that even unbiased samples can cause a tricky shift in how the method behaves and where it eventually settles. They provide conditions to avoid this shift and propose updating the constraint estimates as part of the process, ensuring the method converges reliably to a correct solution. Their work helps understand and improve optimization methods when constraints can't be known exactly and must be guessed from data.
Open → 2609.13925v1

When can optimality certificates be obtained for broad learning problems

When Can One Obtain Certificates of Optimality Using Positivstellensaetze?

Abstract: We study certificates of positivity and optimality for learning problems whose objectives and constraints need not be polynomial. We isolate an axiomatic core of Fischer's constructive strict and weak Positivstellensätze and prove the resulting theorems for abstract function algebras over ordered fields. The framework separates two roles that can otherwise be conflated: objective and constraint functions may be built from broad classes of continuous or definable operations, while the auxiliary primitives used to construct a certificate satisfy explicit scalar and closure axioms. We give instances over continuous and definable function algebras, including ordered fields not closed under square roots, derive lower-bound and global-optimality certificates, and analyze both expanded term length and shared computation-graph complexity.

Tue 8 SeptArtificial Intelligence
The gist
Many learning tasks need ways to prove that a solution is truly the best, but these tasks often involve complicated functions not just simple polynomials. The authors study a general mathematical framework that isolates key properties needed to construct such proofs, called certificates of optimality, even when the functions are complex and the underlying number systems lack some usual operations. They show how these certificates can still be built under very general conditions and analyze what influences their complexity. This helps understand when and how guarantees about best solutions can be reliably generated beyond standard polynomial cases.
Open → 2609.08736v1