Papers for

compliance auditors

Papers whose findings have a practical use for this group, as judged from the abstract. Open a paper to read what it means in practice.

Security concerns simplified into basic building blocks for better knowledge sharing

Atomic Security Concerns: Towards a Foundational Language for Security Knowledge Representation

Abstract: Cybersecurity governance, risk management, compliance, and security architecture rely on numerous concepts, including security properties, domains, controls, risks, implementation measures, capabilities, and compliance requirements. Although these concepts are widely used, they are often represented through heterogeneous abstractions and vocabularies, making relationships among them difficult to express consistently and leaving much of the associated reasoning dependent on expert knowledge. This paper introduces the concepts of Security Concerns and Atomic Security Concerns (ASCs) and explores the hypothesis that cybersecurity knowledge may be represented through a finite set of foundational concerns. Inspired by the role of atoms in chemistry, the proposed approach views cybersecurity concepts as compositions of more fundamental concerns rather than as independent abstractions. Hence, Atomic Security Concerns could be viewed as a common abstraction layer for the representation of cybersecurity concepts, independently of their domain, nature, or level of granularity. Building upon this perspective, the paper explores how Atomic Security Concerns may provide the vocabulary of a cybersecurity language and how cybersecurity concepts may be represented as concern sets supporting explicit relationships among concepts. The contribution of this work is intentionally conceptual: it introduces a framework and research hypothesis for investigating the foundations of a common language for cybersecurity knowledge representation, reasoning, and future formalization.

Mon 26 OctCryptography and SecurityComputation and Language
The gist
Cybersecurity covers many ideas like risks, controls, and rules, but these ideas are often described differently, making it hard to connect them all. The authors suggest thinking of cybersecurity concepts as combinations of simpler basic parts called Atomic Security Concerns, similar to how everything in chemistry is made of atoms. This idea could help create a common language to clearly explain and work with security concepts across various areas. The work is a starting point for future studies to build a unified way to represent and reason about cybersecurity knowledge.
Open → 2610.35782v1

Zero knowledge friendly quantization improves private large language model checks

Bits Under ZK-LLM: Evaluating Zero-Knowledge-Friendly Quantization for Verifiable Private LLM Inference

Abstract: Zero-knowledge proofs are emerging as a promising approach for enabling private, verifiable LLM governance and auditing, where regulators, users, and auditors need to verify claims about training-data usage or LLM inference-time behavior, while model providers must protect proprietary model parameters. However, despite the growing interest in ZK-LLMs, the understanding of ZK-friendly quantization remains limited. This gap matters because in the ZK setting, quantization directly shapes the arithmetic structure, constraint complexity, and proving cost of ZK inference. ZK protocols operate over finite fields and incur costs that depend heavily on the number and type of arithmetic operations, nonlinearities, and lookup constraints. Understanding ZK-friendly quantization is therefore essential for making ZK-LLMs practical. In this work, we present the first systematic study of ZK-friendly quantization for LLMs. We first formalize the definition of ZK-friendly quantization, capturing the properties required for ZK proof generation. We then evaluate nine language models, including Qwen2.5-14B and the mixture-of-experts model Qwen3-30B-A3B, across a broad design space of weight, activation, and nonlinear lookup table precision. Our results show that activation precision is substantially more sensitive than weight precision, while nonlinear lookup approximations can become the dominant source of utility degradation. Also, we identify RMSNorm inverse-square-root lookups as a recurring bottleneck in several large models and recover near-baseline utility by selectively increasing precision only at the bottleneck. Finally, we show that reducing bit-width or lookup-table size does not necessarily yield proportional end-to-end proving savings, showing that conventional low-bit quantization heuristics do not directly translate to ZK proving efficiency and motivating operator-aware precision selection.

Tue 29 SeptArtificial Intelligence
The gist
Checking that large language models (LLMs) behave properly without revealing their secret parts is hard. The authors study how changing the way these models do calculations affects the ability to prove their correctness privately using zero-knowledge proofs. They find that some aspects of the models, like activation precision and lookup operations, are much more sensitive and affect accuracy more than others. They also show that simply reducing the calculation precision does not always save verification time, suggesting smarter methods are needed.
Open → 2609.36437v1

Medical billing verification tool separates hard rules from AI text checks

A decision-basis contract for auditable LLM-assisted medical billing verification: deterministic rules, verbatim evidence, and fail-closed abstention

Abstract: This work presents a proof of concept for auditable LLM-assisted medical billing verification based on a decision-basis contract. The contract separates deterministic checks of versioned fee-catalog rules from LLM-based assessment of free-text documentation. The deterministic layer resolves the applicable catalog release and checks code availability, quantity limits, and exclusions. The semantic layer classifies each claimed item as supported, contradicted, or missing required information. Support and contradiction require a verbatim evidence span; unavailable rule context, unsuccessful assessment, or missing required evidence prevents support through fail-closed abstention. We evaluated four locally run open-weight models on a synthetic catalog and 36 curated cases under the contract, an ablation without explicit documentation requirements, and an end-to-end baseline. Outcome agreement varied across models and showed no consistent advantage over the baseline. Explicit documentation requirements improved identification of missing information for all four models. The evidence gate also exposed cases in which correct raw judgments lacked valid evidence and were converted to incomplete decision-basis entries. The results show how explicit decision records can make rule findings, documentation judgments, and abstention reasons inspectable. Evaluation on real catalogs, independently annotated documentation, and with human reviewers is required to assess practical value.

Thu 10 SeptSoftware EngineeringArtificial Intelligence
The gist
Medical billing is complex because it involves strict rules and free-text explanations. The authors created a system that first uses fixed rules to check codes and limits, then uses AI to understand the supporting documents. Their method makes clear where decisions come from and forces the AI to only support claims when exact evidence is found. Tests on synthetic data showed mixed results compared to simpler approaches, but requiring explicit evidence helped catch missing information. More testing on real data and with humans is needed to see if this approach is practical.
Open → 2609.12156v1