Papers for

communication system engineers

Papers whose findings have a practical use for this group, as judged from the abstract. Open a paper to read what it means in practice.

Proof shows feedback filters alone achieve Gaussian channel capacity

A Hardy-Space Proof of the Filter-Only Gaussian Feedback-Capacity Formula

Abstract: The feedback capacity of power-constrained channels with additive stationary Gaussian noise was formulated by Kim in \cite{kim2010feedback} as an infinite-dimensional optimization over the spectrum of an independent stationary Gaussian component and a strictly causal feedback filter. Kim further asserted that the independent stationary component can be omitted. However, Derpich and Østergaard \cite{derpich2022comments} identified a gap in the original proof, leaving the original derivation of the filter-only capacity formula incomplete. In this paper, we establish this reduction at the level of capacity suprema. For the noise spectrum bounded away from zero, canonical spectral factorization represents the independent component as the defect of a Schur function from innerness. Finite Blaschke products that preserve its value at the origin produce filters with exactly the same output spectrum and convergent input powers. A power-backoff argument then enforces the original power constraint. Finally, an interleaved AR(1) example relates the reduction to the capacity-achieving SK(2) construction. The general approximation theorem does not require or establish attainment by a single filter.

Mon 14 SeptInformation Theory
The gist
This paper solves a gap in a previous mathematical proof about how to send data over noisy channels with feedback. The authors confirm that using only certain filters without extra noise components can achieve the best possible communication rate. They use advanced math to link the problem to functions called Schur functions and show how to build equivalent filters. Their work helps finalize a formula for maximum data rates in Gaussian noise channels with feedback.
Open 2609.15977v1

Spatially coupled MacKay-Neal codes achieve channel capacity at fixed degrees

Spatially Coupled MacKay-Neal Codes Achieve Capacity on BMS Channels at Fixed Degrees

Abstract: We establish two degree-dependent results for spatially coupled MacKay-Neal codes on binary-input memoryless symmetric channels. The ensembles use uniform random smoothing and shorten both variable types outside the active chain. For $r=g=3$, every integer $\ell\geq4$, and each channel of capacity greater than $R=r/\ell$, there is a sequence of code realizations whose actual transmitted rate tends to $R$ and whose average sum-product bit error tends to zero. For $r=g=2$ and each $\ell\in\{3,4,5\}$, an interval of binary symmetric channels has capacity greater than $R$ but retains positive transmitted-bit error under terminated density evolution as chain length grows relative to coupling width. Both results follow from the signs of the same density-valued potential at uncoupled fixed points. The degree-three proof combines analytic bounds for $\ell\geq33$ with exact interval certificates for $4\leq\ell\leq32$, followed by threshold saturation and a projection argument for the actual rate. The degree-two proof analytically constructs a fixed point with negative potential and controls both boundary contributions. We relate the potential and the degree-two bifurcation condition to earlier statistical-mechanical predictions. The finite certificates and verification software are available in a versioned supplement.

Mon 14 SeptInformation Theory
The gist
Communicating information over noisy channels without errors is a fundamental challenge. This paper shows that a special type of error-correcting code, called spatially coupled MacKay-Neal codes, can reliably send data at rates close to the channel's maximum capacity when the coding structure has fixed, small complexity. The authors prove this specifically for certain parameters and channels, while also identifying cases where errors persist. Their approach involves deep mathematical analysis and provides exact numerical verification.
Open 2609.15526v1

Error bounds clarify risks of undetected errors and erasures in 6g qam communications

Confusion-Erasure Bounds of Error-Bounded Decoders under QAM

Abstract: 6G is expected to push ultra-reliable low-latency communication (URLLC) toward stringent residual-error targets for mission-critical services, where undetected errors and erasures carry fundamentally different costs. Block error rate (BLER) conflates block confusions (undetected errors) and block erasures, which have fundamentally different impacts on system reliability. This paper extends the confusion and erasure analysis of error-bounded decoders to square quadrature amplitude modulation (QAM) constellations in the finite blocklength (FBL) regime. To handle QAM's heterogeneous symbol energies - which make the per-pair Euclidean distance a distribution rather than a single value - we derive analytical lower and upper bounds on the block confusion rate by, respectively, collapsing this distribution to its root-mean-square (RMS) distance and averaging the pairwise confusion over it. These bounds are proven to be monotonically decreasing in both the average symbol energy and the blocklength, with the decrease rate governed by the constellation order. Numerical results confirm that as the signal-to-noise ratio (SNR) or redundancy increases, the confusion rate falls many orders of magnitude below the reliability target, leaving detectable erasures as the dominant residual error.

Fri 11 SeptInformation Theory
The gist
Reliable and fast communication is important for future 6G networks, especially for critical uses where even small errors matter. The authors show that not all errors are the same—some can be detected and cause erasures, while others are silent confusions that are harder to spot. They analyze how these errors behave when using a common signal method called QAM and develop mathematical bounds to understand the chances of getting undetected errors. Their work helps predict when detectable errors dominate, which is important for designing safer communication systems.
Open 2609.12631v1

Tight limits found for variable-length feedback communication codes

A Tight Second-Order Converse Bound for Variable-Length Feedback Codes

Abstract: We study variable-length feedback (VLF) codes over a discrete memoryless channel under average decoding-time and error-probability constraints. In the non-vanishing error probability regime, Polyanskiy, Poor, and Verdú (2011) derive achievability and converse bounds on the logarithm of the maximum achievable codebook size. These bounds establish the $ε$-capacity but leave an order-$\log N$ gap in the second-order expansion, where $N$ is the average decoding time. Yavas and Tan (2025) improve the coefficient of $\log N$ in the achievability bound from $-1$ to $-\frac{C}{C_1}$, where $C$ is the channel capacity and $C_1$ is the largest Kullback--Leibler divergence between two conditional output distributions. We derive a converse with the same coefficient, establishing the second-order fundamental limit for every positive-capacity discrete memoryless channel with finite $C_1$. The result also covers the moderate-deviations and error-exponent regimes, including polynomially decaying error probabilities. The converse uses Rényi entropy and the extrinsic Jensen--Shannon divergence. We also derive necessary properties of asymptotically optimal VLF codes. First-order-optimal codes must have an early-stopping branch, and second-order-optimal codes must additionally exhibit communication and confirmation behavior. Finally, for the binary erasure channel, we determine the exact minimum expected decoding time for every message-set size and admissible error probability.

Thu 10 SeptInformation Theory
The gist
The paper looks at ways to send messages over a communication channel where the time it takes to decode can vary. The authors refine mathematical limits that describe how large the message set can be for a given average decoding time and error chance. They close a previous gap in understanding the second-order terms of this relationship, meaning they can predict these limits more precisely. The work also explains what the best coding strategies must look like and gives exact results for a specific communication channel called the binary erasure channel.
Open 2609.11368v1

Convolutional codes with guaranteed error protection from cyclic codes

Convolutional Codes from Cyclic Codes with Guaranteed Free and Local Minimum Distances

Abstract: This paper presents an algebraic method to construct convolutional codes with guaranteed \emph{free and local minimum distances} without limit based on cyclic codes of odd lengths. The constructions are simple but effective, and no computer search is needed. For any two positive integers $r$ and $t$ with $1 \leq r < t$, a rate-$r/t$ convolutional code $\mathcal{C}_{\text{convol}}$ can be constructed by using a chain of $r$ cyclic codes $\mathcal{C}_0, \mathcal{C}_1, \ldots, \mathcal{C}_{r-1}$ of the same length $n$ which satisfy the inclusion condition, $\mathcal{C}_0 \supset \mathcal{C}_1 \supset \ldots \supset \mathcal{C}_{r-1}$. Such a convolutional code $\mathcal{C}_{\text{convol}}$ is composed of a \emph{semi-infinite chain of identical local codes} confined in a diagonal band of width $n$. Each local code $\mathcal{C}_{\text{local}}$ of $\mathcal{C}_{\text{convol}}$ is formed from the $r$ cyclic codes in the code chain and is a specially localized subcode of the \emph{mother code} $\mathcal{C}_0$ in the code chain. The minimum distance $d_{\text{local}}$ of each local code of $\mathcal{C}_{\text{convol}}$ is lower bounded by the minimum distance $d_0$ of the mother code $\mathcal{C}_0$ in the code chain. The local structure of $\mathcal{C}_{\text{convol}}$ allows it to be decoded based on a designed parity-check matrix of the mother code $\mathcal{C}_0$ using a sliding window decoding scheme.

Tue 8 SeptInformation Theory
The gist
This paper shows a way to create special error-correcting codes, called convolutional codes, that always have strong protections against errors. They do this by building on simpler cyclic codes arranged in a sequence with a nesting property. The resulting codes have predictable minimum error distances to catch mistakes both globally and locally, and can be decoded efficiently in sliding windows. The method doesn’t need complex computer searches and applies to codes of odd lengths.
Open 2609.08296v1

New formulas reveal exact data limits for sparse mimo channels

Exact Degrees of Freedom of Spatially Sparse MIMO Channels Without Prior CSI

Abstract: We characterize the degree of freedom (DoF) of a point-to-point blockwise memoryless channel without prior channel state information (CSI), with a fixed number $K$ of propagation paths, where the transmitter (Tx) and the receiver (Rx) are equipped with nonuniform linear arrays (NULAs) of $N_t$ and $N_r$ antennas, respectively. The positions of array elements are fixed, known, pairwise distinct, and need not be equally spaced. The uniform linear array (ULA) is a special case. In each block of length $T$, the continuous angles of arrival (AoAs), angles of departure (AoDs), and independent complex Gaussian path gains are redrawn. Both Tx and Rx know the state distributions but are not given the current realizations before transmission. The receiver may estimate the channel from reference signals or decode without explicit channel estimation, with reference symbols counted in $T$ and their energy counted against the power constraint. Under the aforementioned model, we show that the DoF is $1-\frac{1}{T}$ for $K=1$, and $K(1-\frac{3}{2T})$ for $K \geq 2$, when $N_r\ge K+1$, $N_t\ge\max\{K,2\}$, and $T\ge K$. The analytical results are further demonstrated by their applications to the DoF tradeoff analysis in integrated sensing and communication (ISAC). For more general array structures, an achievability result is established, while the converse remains open in general.

Mon 7 SeptInformation Theory
The gist
This paper finds exact limits on how much information can be sent over wireless channels with multiple antennas when the channel paths are few and unknown beforehand. The researchers figured out formulas for these limits based on the number of signal paths, antennas, and transmission time without knowing the channel details in advance. Their results help understand communication capabilities in realistic situations where both the sender and receiver have only statistical knowledge of the channel environment. They also show how these findings could affect systems that combine radar sensing and data communication.
Open 2609.07926v1

Bi-lstm detection improved with pre-whitening and bcjr soft posterior sharing

Pre-Whitening and BCJR Posterior Distillation for Bi-LSTM Detection in Faster-than-Nyquist Signaling

Abstract: Recurrent detectors such as bidirectional long short-term memory (Bi-LSTM) networks are low-complexity alternatives to the optimal Bahl-Cocke-Jelinek-Raviv (BCJR) detector for faster-than-Nyquist (FTN) signaling. Motivated by convolutional detectors that build the intersymbol interference (ISI) structure into their architecture, we ask whether processing nested ISI windows in separate recurrent branches improves the bit error rate (BER) of a Bi-LSTM. Across roughly 260 controlled trainings it does not: at a matched parameter budget and a matched readout, the multi-window architecture never significantly beats a plain Bi-LSTM. Nested windowing is an invertible rearrangement that adds no information, extra branches only add bottlenecks, and a distillation diagnostic shows the network is already near optimal for its window. The limitation is therefore the observation model, not the architecture. Keeping the architecture fixed, we pre-whiten the input, restoring the conditional independence that colored matched-filter noise violates, and distill the BCJR soft posterior into the network. With 3.4% more parameters this reaches 1.05 times the BCJR BER at a compression factor of 0.8 and 1.89 times at 0.7, improving to 1.47 times when the whitened window is widened. The 23.7% BER reduction at 0.8 requires an ill-conditioned ISI matrix but is not monotone in the conditioning, and it holds across five independent noise realizations and a symbol-level McNemar test.

Mon 7 SeptMachine Learning
The gist
Detecting faster-than-Nyquist signals, which are densely packed digital signals, is challenging because of interference between symbols. The authors find that changing the recurrent neural network’s structure to use multiple nested windows does not improve detection accuracy. Instead, they improve results by processing the input to remove certain noise correlations ('pre-whitening') and teaching the network using the soft outputs of a more complex BCJR detector. This combined approach reduces errors closer to the BCJR benchmark with only a small increase in network size.
Open 2609.07762v1