Papers for
ai system architects
Papers whose findings have a practical use for this group, as judged from the abstract. Open a paper to read what it means in practice.
Agentic AI jailbreaking faces new challenges despite stronger safety measures
SoK: Rethinking Jailbreaking in the Era of Agentic AI: Attacks, Defenses, and Practical Consideration
Abstract: Large language models (LLMs) are rapidly evolving from conversational assistants into agentic AI systems that reason, plan, invoke tools, maintain persistent memory, communicate with other agents, and execute multi-step tasks. At the same time, modern models exhibit substantially stronger native safety alignment than earlier generations on which many jailbreak attacks and defenses were originally studied. This shift raises a fundamental question: \textit{which established jailbreak-security findings remain valid in the era of modern LLMs and agentic AI?} We address this question through a Systematization of Knowledge (SoK) that reframes jailbreak security around the full agentic execution pipeline. We develop unified taxonomies of attacks and defenses spanning user interaction, planning and reasoning, memory, tool use, and inter-agent communication, and introduce a security--utility--efficiency evaluation framework that separates native harmful-prompt safety, adversarial jailbreak robustness, and agent-level security outcomes. We further conduct a controlled empirical study of representative attacks and defenses within a common agentic framework. Our results reveal three important gaps. First, strong native alignment does not imply robustness to adversarial jailbreaks. Second, defense effectiveness is highly model-, attack-, and component-dependent and can come at substantial cost in over-refusal, utility, and latency. Third, low final-response attack success can mask severe intermediate compromise: planning, memory, and tool interactions may remain unsafe even when the final response is successfully filtered. These findings motivate a shift from response-centric jailbreak defense toward cross-layer, execution-aware security that protects agent state, component transitions, and external actions while preserving practical utility and efficiency.
Fact recall errors linked to memory limits in AI models
The Cost of Compression: A Rate-Distortion Limit on Factual Hallucination
Abstract: Factual hallucination in closed-book question answering is often treated as a coverage problem: a model fails because the relevant fact is absent from its internal memory. This view misses a second source of error. Even when a fact has been observed, finite memory may force it to be stored only approximately. We study this effect through a simple coverage--compression model of factual recall. We consider an unstructured question-answering task with $N$ possible queries and $K$ possible answers. A learner observes $M$ training facts, compresses them into at most $B$ bits, and answers uniformly drawn test queries without retrieval. For a uniformly random ground-truth mapping, we prove $\mathcal{E} \geq \frac{M}{N}δ^\star\!\left(\frac{B}{M}\right) + \left(1-\frac{M}{N}\right)\left(1-\frac{1}{K}\right)$, where $δ^\star(r)$ is the inverse rate-distortion function of a uniform $K$-ary source under zero-one loss. The two terms separate compression distortion on observed facts from missing coverage on unobserved facts. The bound gives a compact way to reason about selective memory, forced compression, structure, retrieval, abstention, and long-context organization. We study the predicted signatures with theory-implied simulations and controlled fact-injection probes in modern language models that vary fact load and effective trainable memory. The result is not a complete theory of hallucination, but an information-theoretic account of a separable failure mode: lossy recall of observed facts under finite memory.
Near-memory scheduler improves session memory use for language model agents
UNISON: A Co-Designed Near-Memory Scheduler of Session KV Residency for LLM Agents
Abstract: Large language models are increasingly composed into agent loops that plan, call tools, and resume the same task after each action. These loops press a shared memory hierarchy harder than conventional multi-turn chat, because they hold a growing key-value (KV) prefix across tool waits and place many sessions on one SRAM/HBM pool, so that eviction and hierarchical placement become a session-level efficiency problem orthogonal to compute-mode optimization. Existing proxies based on recency, timeout, or identity miss the mechanism information of the loop and therefore treat a live wait as a cold, discardable unit. We present Unified Native Inter-turn Session Orchestration Nexus (UNISON), an event-driven near-memory scheduler in which Survival-Penalty Eviction for Agent Return-gap (SPEAR) and Tiering in Idle-window DMA Events (TIDE) share one live ranking. SPEAR selects who leaves from a gap average and a turn-indexed hazard, while TIDE spends the observed wait as a DMA budget for who sits in the fast tier. On coding and general-mission benchmarks with three model families, totaling 1,415 sessions and 33,596 turns, the joint policy is the best non-oracle entry on every trace, raising hit rate by 0.3% to 23.1%, reducing AMAT by 22% to 51%, and lowering TTFT by 58% to 89% on long-horizon traces. A structural necessity analysis shows that the unified near-memory design cannot be decomposed into independent IPs or realized in software without re-introducing documented failure modes. The 28-nm CMOS scheduling core occupies 0.169 mm^2 at 13.6 mW and 150 MHz, a negligible overhead relative to the KV hierarchy it manages, reproducing the floating-point ranking at Kendall tau exceeding 0.998.
Model clarifies evidence claims and trust in agentic AI systems
An Evidence Model for Agentic Processes: Evidence Claims, Trust Assumptions, and Policy Assessment
Abstract: Agentic AI systems increasingly exchange messages, invoke tools, request approvals, hold structured decision sessions, and modify shared artifacts. Logs and anchors can make selected records tamper-evident, but they can also mislead if their evidentiary meaning is implicit: a hash does not establish semantic truth, a signature does not establish authorization, and an external anchor does not establish capture completeness. This paper proposes an evidence claim model for agentic processes. It distinguishes artifact integrity, temporal existence, provenance, approval evidence, declared ordering, capture claim, relevance claim, deliberation traceability, monitoring claim, anchoring authorization claim, policy assessment claim, risk treatment claim, mitigation implementation claim, and management response claim. Semantic validity is treated as a recurring limitation. The model maps these claims to mechanisms, assumptions, limitations, and threats, and situates them in an agent organization with functional CEO agent, executive, operational, evidence, and audit roles, plus a plan-do-check-act-inspired management response loop. The contribution is conceptual: it does not validate a particular implementation, prevent all failures, or automate legal compliance. It provides a vocabulary for stating which claims an agentic black box can support, which claims it cannot establish, and which controls are required around it.